<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/26?registers=between Sat, 23 Nov 2024 08:56:19 -0800 Sat, 23 Nov 2024 08:56:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/26?registers=between Proposed Rule - Joint Public Roundtable on International Issues Relating to the Implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18889.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18889.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18889 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18889.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Service Fee on QCC Orders and Floor QCC Orders https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18822.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18822.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18822 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18822.pdf Notice - Northern Lights Variable Trust, et al.; https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18817.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18817.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18817 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18817.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than on the Exchange https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18816.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18816.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18816 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18816.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 9251 to Explicitly Protect From Discovery Those Documents That Federal Law Prohibits FINRA From Disclosing https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18802.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18802.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18802 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18802.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Renumber Rule 5230 https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18801.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18801.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18801 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18801.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18800.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18800.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18800 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18800.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18799.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18799.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18799 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18799.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to the Exchange's Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18798.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18798.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18798 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18798.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on the Standard & Poor's Depository Receipts https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18797.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18797.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18797 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18797.pdf Proposed Rule - Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18763.html https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18763.html Tue, 26 Jul 2011 00:00:00 -0700 2011-18763 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18763.pdf