Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/26?limit=200&registers=between&mode=atom 2024-11-23T08:46:25-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18889.html Proposed Rule - Joint Public Roundtable on International Issues Relating to the Implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18889 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18889.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18822.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Service Fee on QCC Orders and Floor QCC Orders 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18822 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18822.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18817.html Notice - Northern Lights Variable Trust, et al.; 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18817 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18817.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18816.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than on the Exchange 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18816 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18816.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18802.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 9251 to Explicitly Protect From Discovery Those Documents That Federal Law Prohibits FINRA From Disclosing 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18802 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18802.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18801.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Renumber Rule 5230 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18801 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18801.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18800.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18800 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18800.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18799.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18799 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18799.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18798.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to the Exchange's Automated Improvement Mechanism 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18798 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18798.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18797.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on the Standard & Poor's Depository Receipts 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18797 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18797.pdf https://regulations.justia.com/regulations/fedreg/2011/07/26/2011-18763.html Proposed Rule - Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2011-07-26T00:00:00-07:00 2011-07-26T00:00:00-07:00 2011-18763 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-26/pdf/2011-18763.pdf