Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/22?limit=200&registers=between&mode=atom 2024-12-22T10:05:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/22/C1-2011-17381.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 C1-2011-17381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/C1-2011-17381.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18681.html Notice - Sunshine Act Meeting. 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18681 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18681.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18680.html Notice - Sunshine Act Meeting 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18680 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18680.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18679.html Notice - M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.); Order of Suspension of Trading 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18679 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18679.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18513.html Rule - Technical Amendment to Commission Procedures for Filing Applications for Orders for Exemptive Relief Under Section 36 of the Exchange Act 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18513 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18513.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18505.html Notice - BAC Home Loans Servicing, LP, et al.; Notice of Application and Temporary Order 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18505 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18505.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18504.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Amendment to EDGX Rule 11.9 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18504 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18504.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18503.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent With the Upcoming Implementation of the Market Access Rule 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18503 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18503.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18502.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.15 Consistent With the Implementation of the Adoption of Rule 15c3-5 Under the Act 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18502 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18502.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18501.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 993NY To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18501 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18501.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18500.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18500 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18500.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18499.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18499 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18499.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18498.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.96 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18498 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18498.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18497.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Changes Consistent With the Upcoming Implementation of the Market Access Rule 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18497 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18497.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18496.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18496 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18496.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18495.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Amendment to EDGA Rule 11.9 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18495 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18495.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18494.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options Rule 1080(m) 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18494 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18494.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18493.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Proposal To Amend the Fee Schedule by Adding Definitions for the Strategy Executions That Qualify for Transaction Fee Caps 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18493 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18493.pdf https://regulations.justia.com/regulations/fedreg/2011/07/22/2011-18492.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Stock Market Equities Trading Rules 4757 and 4758 and NASDAQ Options Market Rules Chapter VI 2011-07-22T00:00:00-07:00 2011-07-22T00:00:00-07:00 2011-18492 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-22/pdf/2011-18492.pdf