Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/19?limit=200&registers=between&mode=atom 2024-11-24T16:58:52-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18218.html Notice - Sunshine Act Meeting 2011-07-19T00:00:00-07:00 2011-07-19T00:00:00-07:00 2011-18218 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18218.pdf https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18118.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearing and Settling a Price Differential Spread Futures Transaction 2011-07-19T00:00:00-07:00 2011-07-19T00:00:00-07:00 2011-18118 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18118.pdf https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18091.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2011-07-19T00:00:00-07:00 2011-07-19T00:00:00-07:00 2011-18091 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18091.pdf https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18074.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule Concerning Certain Orders of Certain Affiliates for Purposes of a Fee Cap and Sliding Scale 2011-07-19T00:00:00-07:00 2011-07-19T00:00:00-07:00 2011-18074 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18074.pdf https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-18040.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule by Adding Definitions for the Strategy Executions That Qualify for Transaction Fee Caps 2011-07-19T00:00:00-07:00 2011-07-19T00:00:00-07:00 2011-18040 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-18040.pdf https://regulations.justia.com/regulations/fedreg/2011/07/19/2011-16318.html Rule - Rules Implementing Amendments to the Investment Advisers Act of 1940 2011-07-19T00:00:00-07:00 2011-07-19T00:00:00-07:00 2011-16318 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-19/pdf/2011-16318.pdf