Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/15?limit=200&registers=between&mode=atom 2024-11-21T17:55:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-18009.html Rule - Retail Foreign Exchange Transactions 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-18009 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-18009.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17972.html Notice - Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.; Order of Suspension of Trading 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17972 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17972.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17971.html Notice - In the Matter of Maxicare Health Plans, Inc., MetroConnect Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.; Order of Suspension of Trading 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17971 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17971.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17970.html Notice - Columbus Geographic Systems (GIS) Ltd.; Order of Suspension of Trading 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17970 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17970.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17877.html Notice - FQF Trust, et al.; Notice of Application 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17877.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17871.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend NYSE Arca Equities Rule 7.31(b) To Add Text Describing How Limit Orders Priced a Specified Percentage Away From the National Best Bid or Offer Will Be Rejected by Exchange Systems 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17871.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17870.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17870.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17854.html Notice - Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17854.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17817.html Notice - Proposed Collection; Comment Request 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17817 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17817.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17816.html Notice - J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17816 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17816.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17815.html Notice - Proposed Collection; Comment Request 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17815 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17815.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17803.html Notice - Proposed Collection; Comment Request 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17803 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17803.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17797.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Complex Orders 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17797 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17797.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17794.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fees Schedule Regarding Automated Improvement Mechanism Fees 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17794 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17794.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17793.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Its Fee Schedule To Increase its SRO, DEA and Off-Exchange Trader Fees 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17793 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17793.pdf https://regulations.justia.com/regulations/fedreg/2011/07/15/2011-17791.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees in Volatility Index Options 2011-07-15T00:00:00-07:00 2011-07-15T00:00:00-07:00 2011-17791 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-15/pdf/2011-17791.pdf