Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/11?limit=200®isters=between&mode=atom2024-11-23T09:21:49-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17331.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Complex Orders2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17331.pdfhttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17330.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Its Fee Schedule Regarding Co-Location Fees to Establish Fees for Access to Market Data Feeds From the Toronto Stock Exchange and the TSX Venture Exchange2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17330.pdfhttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17329.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Co-Location Fee Schedule To Establish Fees for Access to Market Data Feeds From the Toronto Stock Exchange and the TSX Venture Exchange2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17329.pdfhttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17306.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Changes To Its Fees Schedule Related to Qualified Contingent Cross Orders2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17306.pdfhttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17305.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17305.pdfhttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17245.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Fund Securities Limited Principal Qualification Examination (Series 51)2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17245.pdfhttps://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17039.htmlRule - Exemptions for Security-Based Swaps2011-07-11T00:00:00-07:002011-07-11T00:00:00-07:002011-17039Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17039.pdf