<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/11?registers=between Tue, 30 Apr 2024 11:13:30 -0700 Tue, 30 Apr 2024 11:13:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/11?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17331.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17331.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17331 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17331.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Its Fee Schedule Regarding Co-Location Fees to Establish Fees for Access to Market Data Feeds From the Toronto Stock Exchange and the TSX Venture Exchange https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17330.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17330.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17330 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17330.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Co-Location Fee Schedule To Establish Fees for Access to Market Data Feeds From the Toronto Stock Exchange and the TSX Venture Exchange https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17329.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17329.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17329 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17329.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Changes To Its Fees Schedule Related to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17306.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17306.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17306 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17306.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17305.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17305.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17305 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17305.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Fund Securities Limited Principal Qualification Examination (Series 51) https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17245.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17245.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17245 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17245.pdf Rule - Exemptions for Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17039.html https://regulations.justia.com/regulations/fedreg/2011/07/11/2011-17039.html Mon, 11 Jul 2011 00:00:00 -0700 2011-17039 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-11/pdf/2011-17039.pdf