Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/08?limit=200&registers=between&mode=atom 2024-12-22T10:18:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17188.html Notice - Sterling Capital Funds and Sterling Capital Management LLC; Notice of Application 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17188 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17188.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17187.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Obligation Warehouse Service 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17187 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17187.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17132.html Rule - Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17132 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17132.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17127.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17127 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17127.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17123.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1000(a)(iv) To Provide for a Different Liquidity Replenishment Point Value Range During the First Day of Trading of an Initial Public Offering on the Exchange 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17123 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17123.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17122.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1000(a)(iv) To Provide for a Different Liquidity Replenishment Point Value Range During the First Day of Trading of an Initial Public Offering on the Exchange 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17122 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17122.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17120.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Transaction Fees 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17120 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17120.pdf https://regulations.justia.com/regulations/fedreg/2011/07/08/2011-17119.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Alpha Index Options 2011-07-08T00:00:00-07:00 2011-07-08T00:00:00-07:00 2011-17119 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-08/pdf/2011-17119.pdf