Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/07?limit=200&registers=between&mode=atom 2021-07-24T18:08:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-17062.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Co-Location Fee Schedule To Establish Fees for Access to Market Data Feeds From the Toronto Stock Exchange and the TSX Venture Exchange 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-17062 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-17062.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-17053.html Notice - Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions From Clearing Agency Registration Requirements Under Section 17A(b) of the Exchange Act for Entities Providing Certain Clearing Services for Security-Based Swaps 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-17053 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-17053.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-17040.html Notice - Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Pending Revision of the Definition of “Security” To Encompass Security-Based Swaps, and Request for Comment 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-17040 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-17040.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-17034.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the EDGA Book Feed and To Add a Description of the EDGA Book Feed to New Rule 13.8 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-17034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-17034.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-17033.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the EDGX Book Feed and To Add a Description of the EDGX Book Feed to New Rule 13.8 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-17033 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-17033.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16963.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules and Adding New Rules so That They Remain Substantially Similar to Corresponding Financial Industry Regulatory Authority Rules in Accordance With a Rule 17d-2 Agreement 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16963 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16963.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16950.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposal To Extend a Pilot Program That Permits BOX to Have No Minimum Size Requirement for Orders Entered Into the Price Improvement Period (PIP) Process Until July 18, 2012 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16950 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16950.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16933.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16933 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16933.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16932.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16932 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16932.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16931.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of Rule 409(f)-NYSE Amex Equities and Adopting the Text of FINRA Rule 2232 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16931 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16931.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16930.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 409(f) and Adopting the Text of FINRA Rule 2232 and Deleting the Rule Interpretations to NYSE Rule 346 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16930 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16930.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16922.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16922 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16922.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-16864.html Rule - Delegation of Authority to the Director of Its Division of Enforcement 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-16864 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-16864.pdf https://regulations.justia.com/regulations/fedreg/2011/07/07/2011-15505.html Proposed Rule - Regulatory Flexibility Agenda 2011-07-07T00:00:00-07:00 2011-07-07T00:00:00-07:00 2011-15505 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-07/pdf/2011-15505.pdf