<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/06?registers=between Wed, 27 Nov 2024 00:49:05 -0800 Wed, 27 Nov 2024 00:49:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/07/06?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16951.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16951.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16951 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16951.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16888.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16888.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16888 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16888.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2012 https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16887.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16887.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16887 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16887.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Concerning the CHX Connect Service https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16854.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16854.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16854.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Listing and Trading Various Russell Products https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16843.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16843.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16843 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16843.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16823.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16823.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16823 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16823.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16822.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16822.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16822 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16822.pdf Notice - J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16818.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16818.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16818 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16818.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16765.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16765.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16765 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16765.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16764.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16764.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16764.pdf Rule - Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16118.html https://regulations.justia.com/regulations/fedreg/2011/07/06/2011-16118.html Wed, 06 Jul 2011 00:00:00 -0700 2011-16118 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-07-06/pdf/2011-16118.pdf