<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/06?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 20:32:31 -0700 Thu, 23 May 2024 20:32:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/06?registers=between&min-day=1&max-day=30 Notice - In the Matter of International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Ionic Fuel Technology, Inc., Ipex, Inc. (n/k/a Salus Labs International, Inc.), Itemus, Inc., and ITIS Holdings, Inc. ; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16567.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16567.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16567 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16567.pdf Rule - Risk Management Controls for Brokers or Dealers With Market Access https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16467.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16467.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16467 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16467.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16448.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16448.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16448 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16448.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Regarding Co-Location Fees for Additional Power and Cable Options https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16433.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16433.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16433 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16433.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16427.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16427.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16427 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16427.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16426.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16426.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16426 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16426.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16419.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16419.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16419 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16419.pdf Notice - [Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Opening Index Option Months and Series https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16418.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16418.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16418 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16418.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Formation of a Joint Venture Between the Exchange, Its Ultimate Parent NYSE Euronext, and Seven Other Entities To Operate an Electronic Trading Facility for Options Contracts https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16417.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16417.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16417 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16417.pdf Notice - TIAA-CREF Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16403.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16403.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16403 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16403.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16397.html https://regulations.justia.com/regulations/fedreg/2011/06/30/2011-16397.html Thu, 30 Jun 2011 00:00:00 -0700 2011-16397 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-30/pdf/2011-16397.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Provide Flexibility to The Options Clearing Corporation With Respect to Its Obligations To Pay Settlement Amounts to Clearing Members Generally as Well as in Emergency Situations https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16302.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16302.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16302 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16302.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules To Establish Facilitation and Solicitation Auction Mechanisms https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16293.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16293.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16293 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16293.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Reduce the Minimum Size of the Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16243.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16243.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16243 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16243.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16232.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16232.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16232 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16232.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAX OMX PHLX LLC; Order Approving Proposed Rule Changes Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to All NMS Stocks https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16229.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16229.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16229 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16229.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and To Adopt Text in Its Options Rules To Permit the Exchange To Receive Inbound Routes of Option Orders From Arca Securities, Acting as the Outbound Router for NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16228.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16228.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16228 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16228.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and To Adopt Text in Its Options Rules To Permit the Exchange To Receive Inbound Routes of Option Orders From Arca Securities, Acting as the Outbound Router for NYSE Amex LLC https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16227.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16227.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16227 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16227.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Equities Rule 7.41 to Codify Outbound and Inbound Routing Functions Performed by Its Affiliate Broker-dealer, Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16225.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16225.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16225 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16225.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Codify Inbound Routing Functions Performed by Its Affiliate Broker-Dealer, Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16224.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16224.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16224 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16224.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities To Codify Inbound Routing Functions Performed by Its Affiliate Broker-Dealer, Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16223.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16223.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16223 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16223.pdf Rule - Family Offices https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16117.html https://regulations.justia.com/regulations/fedreg/2011/06/29/2011-16117.html Wed, 29 Jun 2011 00:00:00 -0700 2011-16117 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-29/pdf/2011-16117.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16230.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16230.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16230 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16230.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16148.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16148.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16148 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16148.pdf Notice - Russell Exchange Traded Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16142.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16142.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16142 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16142.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Reduce the Minimum Size of the Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16133.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16133.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16133 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16133.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Market Order Timer https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16085.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16085.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16085 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16085.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16075.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16075.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16075 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16075.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Appointments to Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16033.html https://regulations.justia.com/regulations/fedreg/2011/06/28/2011-16033.html Tue, 28 Jun 2011 00:00:00 -0700 2011-16033 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-28/pdf/2011-16033.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16086.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16086.html Mon, 27 Jun 2011 00:00:00 -0700 2011-16086 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16086.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16006.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16006.html Mon, 27 Jun 2011 00:00:00 -0700 2011-16006 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16006.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16005.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16005.html Mon, 27 Jun 2011 00:00:00 -0700 2011-16005 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16005.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15965.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15965.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15965 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15965.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Certain Disclosure Requirements in Nasdaq's Corporate Governance Rules with Similar Disclosure Requirements in the Commission's Rules https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15964.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15964.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15964 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15964.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 4763 https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15916.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15916.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15916 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15916.pdf Proposed Rule - Broker-Dealer Reports https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15341.html https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15341.html Mon, 27 Jun 2011 00:00:00 -0700 2011-15341 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15341.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Allow for an Expansion of OCC's Internal Cross-Margining Program To Include the Ability of a Pair of Affiliated Clearing Members To Establish an Internal Non-Proprietary Cross-Margining Account https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15850.html https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15850.html Fri, 24 Jun 2011 00:00:00 -0700 2011-15850 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-24/pdf/2011-15850.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15806.html https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15806.html Fri, 24 Jun 2011 00:00:00 -0700 2011-15806 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-24/pdf/2011-15806.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15805.html https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15805.html Fri, 24 Jun 2011 00:00:00 -0700 2011-15805 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-24/pdf/2011-15805.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to a Remote Specialist Fee https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15776.html https://regulations.justia.com/regulations/fedreg/2011/06/24/2011-15776.html Fri, 24 Jun 2011 00:00:00 -0700 2011-15776 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-24/pdf/2011-15776.pdf Notice - In the Matter of Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.): Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15829.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15829.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15829 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15829.pdf Notice - In the Matter of Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15825.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15825.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15825 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15825.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15824.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15824.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15824 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15824.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15730.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15730.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15730 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15730.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule Change To Adopt Additional Criteria for Listing Companies That Have Indicated Their Business Plan Is To Buy and Hold Commodities https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15674.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15674.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15674.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Anti-Internalization Functionality for Registered Market Makers on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15671.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15671.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15671.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Content Outline for the Proprietary Traders Examination Program (Series 56) https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15670.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15670.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15670 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15670.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15666.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15666.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15666 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15666.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15665.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15665.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15665 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15665.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15664.html https://regulations.justia.com/regulations/fedreg/2011/06/23/2011-15664.html Thu, 23 Jun 2011 00:00:00 -0700 2011-15664 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-23/pdf/2011-15664.pdf