Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/06/27?limit=200&registers=between&mode=atom 2021-07-25T05:01:52-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16086.html Notice - Sunshine Act Meeting 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-16086 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16086.pdf https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16006.html Notice - Proposed Collection; Comment Request 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-16006 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16006.pdf https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-16005.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities That Are Part of a Distribution and Transfers of Equity Securities To Create or Redeem Instruments Such as ADRs and ETFs 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-16005 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-16005.pdf https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15965.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-15965 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15965.pdf https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15964.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Certain Disclosure Requirements in Nasdaq's Corporate Governance Rules with Similar Disclosure Requirements in the Commission's Rules 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-15964 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15964.pdf https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15916.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 4763 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-15916 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15916.pdf https://regulations.justia.com/regulations/fedreg/2011/06/27/2011-15341.html Proposed Rule - Broker-Dealer Reports 2011-06-27T00:00:00-07:00 2011-06-27T00:00:00-07:00 2011-15341 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-27/pdf/2011-15341.pdf