<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/06/22?registers=between Sat, 23 Nov 2024 11:54:20 -0800 Sat, 23 Nov 2024 11:54:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/06/22?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15608.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15608.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15608 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15608.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 5.30 and 5.32 To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for Non-FLEX Options Trading, and That Have Non-FLEX Options on Such Index and Equity Securities Listed and Traded on at Least One National Securities Exchange, Even if the Exchange Does Not List Such Non-FLEX Options https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15606.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15606.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15606 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15606.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903G To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for Non-FLEX Options Trading, and That Have Non-FLEX Options on Such Index and Equity Securities Listed and Traded on at Least One National Securities Exchange, Even if the Exchange Does Not List Such Non-FLEX Options https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15605.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15605.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15605 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15605.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Establishing a Qualified Contingent Cross Order for Execution on the Floor of the Exchange https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15604.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15604.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15604 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15604.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Several Rules in Connection With Trading System Enhancements https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15555.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15555.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15555 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15555.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade the Meidell Tactical Advantage ETF https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15554.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15554.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15554 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15554.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Minor Rule Plan https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15553.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15553.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15553 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15553.pdf Notice - Highmark Funds and Highmark Capital Management, Inc. https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15552.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15552.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15552 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15552.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Establishing a Registration Category, Qualification Examination and Continuing Education Requirements for Certain Operations Personnel, and Adopt FINRA Rule 1250 (Continuing Education Requirements) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15450.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15450.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15450 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15450.pdf Rule - Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15432.html https://regulations.justia.com/regulations/fedreg/2011/06/22/2011-15432.html Wed, 22 Jun 2011 00:00:00 -0700 2011-15432 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-06-22/pdf/2011-15432.pdf