Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/06/03?limit=200&registers=between&mode=atom 2024-11-21T23:20:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13880.html Notice - Uniontown Energy, Inc.; Order of Suspension of Trading 2011-06-03T00:00:00-07:00 2011-06-03T00:00:00-07:00 2011-13880 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13880.pdf https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13776.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Functionality of NASDAQ OMX PSX's Post-Only Order 2011-06-03T00:00:00-07:00 2011-06-03T00:00:00-07:00 2011-13776 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13776.pdf https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13755.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Modify the Initial Trading Market Value for Debt Securities 2011-06-03T00:00:00-07:00 2011-06-03T00:00:00-07:00 2011-13755 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13755.pdf https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13752.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors 2011-06-03T00:00:00-07:00 2011-06-03T00:00:00-07:00 2011-13752 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13752.pdf https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13751.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2011-06-03T00:00:00-07:00 2011-06-03T00:00:00-07:00 2011-13751 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13751.pdf https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13738.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules 2011-06-03T00:00:00-07:00 2011-06-03T00:00:00-07:00 2011-13738 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-06-03/pdf/2011-13738.pdf