<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 19:16:01 -0700 Thu, 23 May 2024 19:16:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13530.html https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13530.html Tue, 31 May 2011 00:00:00 -0700 2011-13530 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-31/pdf/2011-13530.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Market Access Provider Fee https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13375.html https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13375.html Tue, 31 May 2011 00:00:00 -0700 2011-13375 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-31/pdf/2011-13375.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13315.html https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13315.html Tue, 31 May 2011 00:00:00 -0700 2011-13315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-31/pdf/2011-13315.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13148.html https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13148.html Fri, 27 May 2011 00:00:00 -0700 2011-13148 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13148.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13118.html https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13118.html Fri, 27 May 2011 00:00:00 -0700 2011-13118 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13118.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13117.html https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13117.html Fri, 27 May 2011 00:00:00 -0700 2011-13117 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13117.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13113.html https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13113.html Fri, 27 May 2011 00:00:00 -0700 2011-13113 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13113.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13112.html https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13112.html Fri, 27 May 2011 00:00:00 -0700 2011-13112 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13112.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS https://regulations.justia.com/regulations/fedreg/2011/05/26/2011-13038.html https://regulations.justia.com/regulations/fedreg/2011/05/26/2011-13038.html Thu, 26 May 2011 00:00:00 -0700 2011-13038 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-26/pdf/2011-13038.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Remove the Concept of an “Odd Lot Dealer” https://regulations.justia.com/regulations/fedreg/2011/05/26/2011-13023.html https://regulations.justia.com/regulations/fedreg/2011/05/26/2011-13023.html Thu, 26 May 2011 00:00:00 -0700 2011-13023 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-26/pdf/2011-13023.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule With Respect to Electronic Complex Order Executions https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12963.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12963.html Wed, 25 May 2011 00:00:00 -0700 2011-12963 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12963.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(h)(5) To Reduce the Minimum Order Entry Size of a Mid-Point Passive Liquidity Order From 100 Shares to One Share https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12877.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12877.html Wed, 25 May 2011 00:00:00 -0700 2011-12877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12877.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 70.40(3) to Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12876.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12876.html Wed, 25 May 2011 00:00:00 -0700 2011-12876 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12876.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12875.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12875.html Wed, 25 May 2011 00:00:00 -0700 2011-12875 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12875.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12874.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12874.html Wed, 25 May 2011 00:00:00 -0700 2011-12874 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12863.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12863.html Wed, 25 May 2011 00:00:00 -0700 2011-12863 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12863.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12878.html https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12878.html Tue, 24 May 2011 00:00:00 -0700 2011-12878 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12878.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12862.html https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12862.html Tue, 24 May 2011 00:00:00 -0700 2011-12862 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12862.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Qualified Contingent Cross Fees https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12759.html https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12759.html Tue, 24 May 2011 00:00:00 -0700 2011-12759 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12759.pdf Notice - Privacy Act of 1974: Systems of Records https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12699.html https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12699.html Tue, 24 May 2011 00:00:00 -0700 2011-12699 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12699.pdf Proposed Rule - Privacy Act of 1974: Implementation and Amendment of Exemptions https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12694.html https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12694.html Tue, 24 May 2011 00:00:00 -0700 2011-12694 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12694.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12620.html https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12620.html Mon, 23 May 2011 00:00:00 -0700 2011-12620 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12620.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Formation of a Joint Venture Between the Exchange, Its Ultimate Parent NYSE Euronext, and Seven Other Entities To Operate an Electronic Trading Facility for Options Contracts https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12575.html https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12575.html Mon, 23 May 2011 00:00:00 -0700 2011-12575 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12575.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12518.html https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12518.html Mon, 23 May 2011 00:00:00 -0700 2011-12518 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12518.pdf Proposed Rule - Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-11008.html https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-11008.html Mon, 23 May 2011 00:00:00 -0700 2011-11008 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-11008.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Updating the Range of Haircuts To Be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12331.html https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12331.html Thu, 19 May 2011 00:00:00 -0700 2011-12331 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12331.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Updating the Range of Haircuts To Be Applied to Eligible Clearing Fund Securities https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12328.html https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12328.html Thu, 19 May 2011 00:00:00 -0700 2011-12328 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12328.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees in Penny Pilot, NDX and MNX and Non-Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12286.html https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12286.html Thu, 19 May 2011 00:00:00 -0700 2011-12286 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12286.pdf Rule - Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12280.html https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12280.html Thu, 19 May 2011 00:00:00 -0700 2011-12280 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12280.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-Based Fee Waivers https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12240.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12240.html Wed, 18 May 2011 00:00:00 -0700 2011-12240 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12240.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12208.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12208.html Wed, 18 May 2011 00:00:00 -0700 2011-12208 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12208.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12207.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12207.html Wed, 18 May 2011 00:00:00 -0700 2011-12207 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12207.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12206.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12206.html Wed, 18 May 2011 00:00:00 -0700 2011-12206 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12206.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12205.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12205.html Wed, 18 May 2011 00:00:00 -0700 2011-12205 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12205.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12204.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12204.html Wed, 18 May 2011 00:00:00 -0700 2011-12204 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12204.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12203.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12203.html Wed, 18 May 2011 00:00:00 -0700 2011-12203 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12203.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12201.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12201.html Wed, 18 May 2011 00:00:00 -0700 2011-12201 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12201.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 3011 To Reflect Changes to a Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12199.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12199.html Wed, 18 May 2011 00:00:00 -0700 2011-12199 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12199.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Opening Index Option Months and Series https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12192.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12192.html Wed, 18 May 2011 00:00:00 -0700 2011-12192 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12192.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12155.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12155.html Wed, 18 May 2011 00:00:00 -0700 2011-12155 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12155.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12154.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12154.html Wed, 18 May 2011 00:00:00 -0700 2011-12154 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12154.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” and BATS Rule 11.13, Entitled “Order Execution” https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12132.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12132.html Wed, 18 May 2011 00:00:00 -0700 2011-12132 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12132.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 11.9, Entitled “Orders and Modifiers” and BYX Rule 11.13, Entitled “Order Execution” https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12131.html https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12131.html Wed, 18 May 2011 00:00:00 -0700 2011-12131 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12131.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12191.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12191.html Tue, 17 May 2011 00:00:00 -0700 2011-12191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12191.pdf Notice - Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12092.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12092.html Tue, 17 May 2011 00:00:00 -0700 2011-12092 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12092.pdf Notice - Notice of an Application of BF Enterprises, Inc. Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12064.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12064.html Tue, 17 May 2011 00:00:00 -0700 2011-12064 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12064.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12017.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12017.html Tue, 17 May 2011 00:00:00 -0700 2011-12017 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12017.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11973.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11973.html Tue, 17 May 2011 00:00:00 -0700 2011-11973 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-11973.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11972.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11972.html Tue, 17 May 2011 00:00:00 -0700 2011-11972 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-11972.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11967.html https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11967.html Tue, 17 May 2011 00:00:00 -0700 2011-11967 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-11967.pdf