Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-10-20T02:54:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13530.html Notice - Sunshine Act Meeting 2011-05-31T00:00:00-07:00 2011-05-31T00:00:00-07:00 2011-13530 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-31/pdf/2011-13530.pdf https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13375.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Market Access Provider Fee 2011-05-31T00:00:00-07:00 2011-05-31T00:00:00-07:00 2011-13375 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-31/pdf/2011-13375.pdf https://regulations.justia.com/regulations/fedreg/2011/05/31/2011-13315.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Complex Orders 2011-05-31T00:00:00-07:00 2011-05-31T00:00:00-07:00 2011-13315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-31/pdf/2011-13315.pdf https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13148.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2011-05-27T00:00:00-07:00 2011-05-27T00:00:00-07:00 2011-13148 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13148.pdf https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13118.html Notice - Submission for OMB Review; Comment Request 2011-05-27T00:00:00-07:00 2011-05-27T00:00:00-07:00 2011-13118 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13118.pdf https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13117.html Notice - Submission for OMB Review; Comment Request 2011-05-27T00:00:00-07:00 2011-05-27T00:00:00-07:00 2011-13117 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13117.pdf https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13113.html Notice - Submission for OMB Review; Comment Request 2011-05-27T00:00:00-07:00 2011-05-27T00:00:00-07:00 2011-13113 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13113.pdf https://regulations.justia.com/regulations/fedreg/2011/05/27/2011-13112.html Notice - Submission for OMB Review; Comment Request 2011-05-27T00:00:00-07:00 2011-05-27T00:00:00-07:00 2011-13112 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-27/pdf/2011-13112.pdf https://regulations.justia.com/regulations/fedreg/2011/05/26/2011-13038.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS 2011-05-26T00:00:00-07:00 2011-05-26T00:00:00-07:00 2011-13038 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-26/pdf/2011-13038.pdf https://regulations.justia.com/regulations/fedreg/2011/05/26/2011-13023.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Remove the Concept of an “Odd Lot Dealer” 2011-05-26T00:00:00-07:00 2011-05-26T00:00:00-07:00 2011-13023 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-26/pdf/2011-13023.pdf https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12963.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule With Respect to Electronic Complex Order Executions 2011-05-25T00:00:00-07:00 2011-05-25T00:00:00-07:00 2011-12963 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12963.pdf https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12877.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(h)(5) To Reduce the Minimum Order Entry Size of a Mid-Point Passive Liquidity Order From 100 Shares to One Share 2011-05-25T00:00:00-07:00 2011-05-25T00:00:00-07:00 2011-12877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12877.pdf https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12876.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 70.40(3) to Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities 2011-05-25T00:00:00-07:00 2011-05-25T00:00:00-07:00 2011-12876 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12876.pdf https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12875.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities 2011-05-25T00:00:00-07:00 2011-05-25T00:00:00-07:00 2011-12875 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12875.pdf https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12874.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange 2011-05-25T00:00:00-07:00 2011-05-25T00:00:00-07:00 2011-12874 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12874.pdf https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12863.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange 2011-05-25T00:00:00-07:00 2011-05-25T00:00:00-07:00 2011-12863 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12863.pdf https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12878.html Notice - Sunshine Act Meeting 2011-05-24T00:00:00-07:00 2011-05-24T00:00:00-07:00 2011-12878 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12878.pdf https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12862.html Notice - Sunshine Act Meeting 2011-05-24T00:00:00-07:00 2011-05-24T00:00:00-07:00 2011-12862 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12862.pdf https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12759.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Qualified Contingent Cross Fees 2011-05-24T00:00:00-07:00 2011-05-24T00:00:00-07:00 2011-12759 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12759.pdf https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12699.html Notice - Privacy Act of 1974: Systems of Records 2011-05-24T00:00:00-07:00 2011-05-24T00:00:00-07:00 2011-12699 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12699.pdf https://regulations.justia.com/regulations/fedreg/2011/05/24/2011-12694.html Proposed Rule - Privacy Act of 1974: Implementation and Amendment of Exemptions 2011-05-24T00:00:00-07:00 2011-05-24T00:00:00-07:00 2011-12694 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-24/pdf/2011-12694.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12620.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-12620 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12620.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12575.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Formation of a Joint Venture Between the Exchange, Its Ultimate Parent NYSE Euronext, and Seven Other Entities To Operate an Electronic Trading Facility for Options Contracts 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-12575 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12575.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12518.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-12518 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12518.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-11008.html Proposed Rule - Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-11008 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-11008.pdf https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12331.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Updating the Range of Haircuts To Be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities 2011-05-19T00:00:00-07:00 2011-05-19T00:00:00-07:00 2011-12331 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12331.pdf https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12328.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Updating the Range of Haircuts To Be Applied to Eligible Clearing Fund Securities 2011-05-19T00:00:00-07:00 2011-05-19T00:00:00-07:00 2011-12328 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12328.pdf https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12286.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees in Penny Pilot, NDX and MNX and Non-Penny Pilot Options 2011-05-19T00:00:00-07:00 2011-05-19T00:00:00-07:00 2011-12286 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12286.pdf https://regulations.justia.com/regulations/fedreg/2011/05/19/2011-12280.html Rule - Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts 2011-05-19T00:00:00-07:00 2011-05-19T00:00:00-07:00 2011-12280 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-19/pdf/2011-12280.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12240.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-Based Fee Waivers 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12240 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12240.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12208.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12208 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12208.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12207.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12207 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12207.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12206.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12206 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12206.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12205.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12205 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12205.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12204.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12204 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12204.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12203.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12203 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12203.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12201.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12201 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12201.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12199.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 3011 To Reflect Changes to a Corresponding FINRA Rule 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12199 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12199.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12192.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Opening Index Option Months and Series 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12192 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12192.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12155.html Notice - Submission for OMB Review; Comment Request 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12155 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12155.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12154.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12154 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12154.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12132.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” and BATS Rule 11.13, Entitled “Order Execution” 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12132 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12132.pdf https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12131.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 11.9, Entitled “Orders and Modifiers” and BYX Rule 11.13, Entitled “Order Execution” 2011-05-18T00:00:00-07:00 2011-05-18T00:00:00-07:00 2011-12131 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-18/pdf/2011-12131.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12191.html Notice - Sunshine Act Meeting 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-12191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12191.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12092.html Notice - Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc., Order of Suspension of Trading 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-12092 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12092.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12064.html Notice - Notice of an Application of BF Enterprises, Inc. Under Section 12(h) of the Securities Exchange Act of 1934 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-12064 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12064.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-12017.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF Under NYSE Arca Equities Rule 8.200, Commentary .02 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-12017 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-12017.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11973.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-11973 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-11973.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11972.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-11972 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-11972.pdf https://regulations.justia.com/regulations/fedreg/2011/05/17/2011-11967.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas 2011-05-17T00:00:00-07:00 2011-05-17T00:00:00-07:00 2011-11967 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-17/pdf/2011-11967.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-12018.html Notice - Sunshine Act Meeting 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-12018 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-12018.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11931.html Notice - Securities Act of 1933, Release No. 9206/May 11, 2011; Securities Exchange Act of 1934, Release No. 64462/May 11, 2011; Order Directing Funding for the Governmental Accounting Standards Board 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11931 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11931.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11919.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Chapter V, Section 4 and Chapter VI, Section 8 of the Exchange's Rules Relating to Opening and Halt Crosses on the NASDAQ Options Market 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11919 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11919.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11917.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Collection of the Covered Sales Fee 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11917 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11917.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11898.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Inactive Nominees 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11898 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11898.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11886.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Non Co-Location Services 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11886 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11886.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11877.html Notice - Solicitation of Comment To Assist in Study on Assigned Credit Ratings 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11877.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11860.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11860.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11859.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Fees for Non Co-Location Services 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11859.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11858.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Non Co-Location Services 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11858.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11841.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Fee Changes to Its Historical Transaction Data Reports 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11841 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11841.pdf https://regulations.justia.com/regulations/fedreg/2011/05/16/2011-11838.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Strategy Fee Cap and Clarifications to the CBOE Fees Schedule 2011-05-16T00:00:00-07:00 2011-05-16T00:00:00-07:00 2011-11838 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-16/pdf/2011-11838.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11905.html Notice - Order of Suspension of Trading; American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc., Order of Suspension of Trading 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11905 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11905.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11904.html Notice - Order of Suspension of Trading; City Network, Inc. 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11904 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11904.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11801.html Proposed Rule - Investment Adviser Performance Compensation 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11801 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11801.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11767.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add BATS Rule 11.22, Entitled “Data Products” 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11767 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11767.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11766.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add BYX Rule 11.22, Entitled “Data Products” 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11766 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11766.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11765.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Options Floor Broker Subsidy 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11765 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11765.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11764.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11764.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11763.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11763 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11763.pdf https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11750.html Notice - UBS AG., et al.; Notice of Application and Temporary Order 2011-05-13T00:00:00-07:00 2011-05-13T00:00:00-07:00 2011-11750 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11750.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11760.html Notice - Order of Suspension of Trading; In the Matter of Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc. 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11760 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11760.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11681.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11681 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11681.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11680.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to the Individual Trading Pause Pilot and CBSX Market-Maker Quoting Obligations 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11680 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11680.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11675.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11675 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11675.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11674.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Change To Add All NMS Stocks to the Single Securities Circuit Breaker Pilot Program 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11674.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11673.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility to All NMS Stocks and To Make Conforming Changes to Market Maker Quoting Obligations 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11673 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11673.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11672.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 To Include Additional Securities in the Pilot by Which Such Rule Operates and Amending NYSE Arca Equities Rule 7.23 To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 7.11 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11672 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11672.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11669.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 3100(a)(4) To Include Additional Securities in the Pilot by Which Such Rule Operates 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11669 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11669.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11627.html Notice - Submission for OMB Review; Comment Request 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11627 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11627.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11626.html Notice - Submission for OMB Review; Comment Request 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11626 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11626.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11625.html Notice - Submission for OMB Review; Comment Request 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11625 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11625.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11624.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11624 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11624.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11623.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Flexibility to the Options Clearing Corporation With Respect to Its Obligations To Pay Settlement Amounts to Clearing Members Generally as Well as in Emergency Situations 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11623 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11623.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11622.html Notice - PennantPark Investment Corporation, et al.; Notice of Application 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11622 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11622.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11619.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Midpoint Peg Post-Only Order 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11619 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11619.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11618.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rules 11.13 and 11.14 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11618 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11618.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11617.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.13 and 11.14 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11617 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11617.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11616.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend IM-4120-3 To Include Additional Securities in the Pilot by Which Such Rule Operates and Amend Rule 4613(a) To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Price Move Percentages That Trigger a Circuit Breaker Pilot Pause 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11616 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11616.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11615.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4120(a)(11) To Include Additional Securities in the Pilot by Which Such Rule Operates and Amend Rule 4613(a) To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 4120(a)(11) 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11615 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11615.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11614.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and FINRA Rule 6272 (Character of Quotations) To Include all NMS Stocks 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11614 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11614.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11613.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change by International Securities Exchange to Amend ISE Rule 2102 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11613 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11613.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11612.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Rule 80C-NYSE Amex Equities To Include Additional Securities in the Pilot by Which Such Rule Operates and Amending Rule 104-NYSE Amex Equities To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 80C 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11612 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11612.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11611.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 80C To Include Additional Securities in the Pilot by Which Such Rule Operates and Amending Rule 104 To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 80C 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11611 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11611.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11610.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Create a Listing Market on the Exchange 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11610 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11610.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11585.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Treatment of Customer Orders and the Prohibition Against Trading Ahead of Customer Orders 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11585 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11585.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11584.html Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Establish a Qualified Contingent Cross Order for Execution on the Floor of the Exchange 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11584 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11584.pdf https://regulations.justia.com/regulations/fedreg/2011/05/12/2011-11583.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2011-05-12T00:00:00-07:00 2011-05-12T00:00:00-07:00 2011-11583 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-12/pdf/2011-11583.pdf https://regulations.justia.com/regulations/fedreg/2011/05/11/2011-11456.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-05-11T00:00:00-07:00 2011-05-11T00:00:00-07:00 2011-11456 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-11/pdf/2011-11456.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11381.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11381.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11362.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11362.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11358.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11358 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11358.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11357.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11357 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11357.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11337.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule To Eliminate Registered Representative Fees for Amex Trading Permit (“ATP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee” 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11337 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11337.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11327.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the WisdomTree Global Real Return Fund 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11327 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11327.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11326.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Two-Sided Order for NOM Market Makers 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11326 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11326.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11325.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the OTC Bulletin Board in the FINRA Rulebook 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11325 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11325.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11318.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11318 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11318.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11316.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11316 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11316.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11315.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to In-Crowd Priority 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11315.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11314.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule To Eliminate Registered Representative Fees for Options Trading Permit (“OTP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee” 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11314 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11314.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11313.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the C2 Fees Schedule 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11313 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11313.pdf https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11422.html Notice - Sunshine Act Meeting 2011-05-09T00:00:00-07:00 2011-05-09T00:00:00-07:00 2011-11422 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11422.pdf https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11193.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fees 2011-05-09T00:00:00-07:00 2011-05-09T00:00:00-07:00 2011-11193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11193.pdf https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11190.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook 2011-05-09T00:00:00-07:00 2011-05-09T00:00:00-07:00 2011-11190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11190.pdf https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11189.html Notice - Submission for OMB Review; Comment Request 2011-05-09T00:00:00-07:00 2011-05-09T00:00:00-07:00 2011-11189 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11189.pdf https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11188.html Notice - Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) 2011-05-09T00:00:00-07:00 2011-05-09T00:00:00-07:00 2011-11188 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11188.pdf https://regulations.justia.com/regulations/fedreg/2011/05/06/2011-11187.html Notice - Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.; Order of Suspension of Trading 2011-05-06T00:00:00-07:00 2011-05-06T00:00:00-07:00 2011-11187 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-06/pdf/2011-11187.pdf https://regulations.justia.com/regulations/fedreg/2011/05/06/2011-11082.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Trading Hours of BATS Options for Certain Products 2011-05-06T00:00:00-07:00 2011-05-06T00:00:00-07:00 2011-11082 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-06/pdf/2011-11082.pdf https://regulations.justia.com/regulations/fedreg/2011/05/06/2011-10964.html Notice - Order Making Fiscal Year 2012 Annual Adjustments to Section 31 Fee Rates 2011-05-06T00:00:00-07:00 2011-05-06T00:00:00-07:00 2011-10964 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-06/pdf/2011-10964.pdf https://regulations.justia.com/regulations/fedreg/2011/05/06/2011-10619.html Proposed Rule - Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 2011-05-06T00:00:00-07:00 2011-05-06T00:00:00-07:00 2011-10619 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-06/pdf/2011-10619.pdf https://regulations.justia.com/regulations/fedreg/2011/05/05/C1-2011-9971.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature 2011-05-05T00:00:00-07:00 2011-05-05T00:00:00-07:00 C1-2011-9971 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-05/pdf/C1-2011-9971.pdf https://regulations.justia.com/regulations/fedreg/2011/05/05/2011-11090.html Notice - Order of Suspension of Trading; In the Matter of Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) 2011-05-05T00:00:00-07:00 2011-05-05T00:00:00-07:00 2011-11090 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-05/pdf/2011-11090.pdf https://regulations.justia.com/regulations/fedreg/2011/05/05/2011-11061.html Notice - Sunshine Act Meeting 2011-05-05T00:00:00-07:00 2011-05-05T00:00:00-07:00 2011-11061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-05/pdf/2011-11061.pdf https://regulations.justia.com/regulations/fedreg/2011/05/05/2011-10936.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Adopt Additional Listing Requirements for Reverse Mergers 2011-05-05T00:00:00-07:00 2011-05-05T00:00:00-07:00 2011-10936 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-05/pdf/2011-10936.pdf https://regulations.justia.com/regulations/fedreg/2011/05/05/2011-10931.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2011-05-05T00:00:00-07:00 2011-05-05T00:00:00-07:00 2011-10931 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-05/pdf/2011-10931.pdf https://regulations.justia.com/regulations/fedreg/2011/05/05/2011-10928.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Minor Rule Violation Plan 2011-05-05T00:00:00-07:00 2011-05-05T00:00:00-07:00 2011-10928 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-05/pdf/2011-10928.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10897.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10897.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10868.html Proposed Rule - Listing Standards for Compensation Committees 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10868 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10868.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10859.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Limitation of Liability 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10859.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10857.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. With Regard to District Committees 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10857.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10856.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter the CHX Fee Schedule Relating to the CHX Connect Service 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10856.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10855.html Notice - Self-Regulatory Organizations; The Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, the NASDAQ OMX Group, Inc. 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10855.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10854.html Notice - Self-Regulatory Organizations; The Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10854 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10854.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10852.html Notice - Proposed Collection; Comment Request 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10852 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10852.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10809.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10809 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10809.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10808.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGA Rule 2.12(b) 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10808 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10808.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10807.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b) 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10807 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10807.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10806.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Memo Segregation Function 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10806 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10806.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10805.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10805 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10805.pdf https://regulations.justia.com/regulations/fedreg/2011/05/04/2011-10771.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Establishing Qualified Contingent Cross Orders 2011-05-04T00:00:00-07:00 2011-05-04T00:00:00-07:00 2011-10771 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-04/pdf/2011-10771.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10850.html Notice - Magnum d'Or Resources, Inc.; Order of Suspension of Trading 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10850 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10850.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10717.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Meidell Tactical Advantage ETF 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10717 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10717.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10716.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10716.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10657.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction that Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10657 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10657.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10656.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10656.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10654.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10654 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10654.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10653.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®) 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10653 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10653.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10652.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10652 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10652.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10651.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10651 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10651.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10650.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10650 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10650.pdf https://regulations.justia.com/regulations/fedreg/2011/05/02/2011-10772.html Notice - Sunshine Act Meeting 2011-05-02T00:00:00-07:00 2011-05-02T00:00:00-07:00 2011-10772 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-02/pdf/2011-10772.pdf https://regulations.justia.com/regulations/fedreg/2011/05/02/2011-10543.html Notice - HighMark Capital Management, Inc., et al., 2011-05-02T00:00:00-07:00 2011-05-02T00:00:00-07:00 2011-10543 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-02/pdf/2011-10543.pdf https://regulations.justia.com/regulations/fedreg/2011/05/02/2011-10502.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF 2011-05-02T00:00:00-07:00 2011-05-02T00:00:00-07:00 2011-10502 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-02/pdf/2011-10502.pdf https://regulations.justia.com/regulations/fedreg/2011/05/02/2011-10468.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Expiration Months Open for Trading on the Exchange 2011-05-02T00:00:00-07:00 2011-05-02T00:00:00-07:00 2011-10468 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-02/pdf/2011-10468.pdf