<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/25?registers=between Sat, 23 Nov 2024 14:33:10 -0800 Sat, 23 Nov 2024 14:33:10 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/25?registers=between Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule With Respect to Electronic Complex Order Executions https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12963.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12963.html Wed, 25 May 2011 00:00:00 -0700 2011-12963 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12963.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(h)(5) To Reduce the Minimum Order Entry Size of a Mid-Point Passive Liquidity Order From 100 Shares to One Share https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12877.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12877.html Wed, 25 May 2011 00:00:00 -0700 2011-12877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12877.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 70.40(3) to Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12876.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12876.html Wed, 25 May 2011 00:00:00 -0700 2011-12876 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12876.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12875.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12875.html Wed, 25 May 2011 00:00:00 -0700 2011-12875 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12875.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12874.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12874.html Wed, 25 May 2011 00:00:00 -0700 2011-12874 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12863.html https://regulations.justia.com/regulations/fedreg/2011/05/25/2011-12863.html Wed, 25 May 2011 00:00:00 -0700 2011-12863 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-25/pdf/2011-12863.pdf