Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/23?limit=200&registers=between&mode=atom 2024-04-19T16:32:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12620.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-12620 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12620.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12575.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Formation of a Joint Venture Between the Exchange, Its Ultimate Parent NYSE Euronext, and Seven Other Entities To Operate an Electronic Trading Facility for Options Contracts 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-12575 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12575.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-12518.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-12518 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-12518.pdf https://regulations.justia.com/regulations/fedreg/2011/05/23/2011-11008.html Proposed Rule - Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping 2011-05-23T00:00:00-07:00 2011-05-23T00:00:00-07:00 2011-11008 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-23/pdf/2011-11008.pdf