Securities and Exchange Commission May 18, 2011 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-Based Fee Waivers
Document Number: 2011-12240
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12240.html
Submission for OMB Review; Comment Request
Document Number: 2011-12208
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12208.html
Submission for OMB Review; Comment Request
Document Number: 2011-12207
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12207.html
Submission for OMB Review; Comment Request
Document Number: 2011-12206
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12206.html
Submission for OMB Review; Comment Request
Document Number: 2011-12205
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12205.html
Submission for OMB Review; Comment Request
Document Number: 2011-12204
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12204.html
Submission for OMB Review; Comment Request
Document Number: 2011-12203
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12203.html
Submission for OMB Review; Comment Request
Document Number: 2011-12201
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12201.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 3011 To Reflect Changes to a Corresponding FINRA Rule
Document Number: 2011-12199
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12199.html
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Opening Index Option Months and Series
Document Number: 2011-12192
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12192.html
Submission for OMB Review; Comment Request
Document Number: 2011-12155
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12155.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM
Document Number: 2011-12154
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12154.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” and BATS Rule 11.13, Entitled “Order Execution”
Document Number: 2011-12132
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12132.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 11.9, Entitled “Orders and Modifiers” and BYX Rule 11.13, Entitled “Order Execution”
Document Number: 2011-12131
Type: Notice
Date: 2011-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/05/18/2011-12131.html