<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/13?registers=between Tue, 03 Dec 2024 11:25:09 -0800 Tue, 03 Dec 2024 11:25:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/13?registers=between Notice - Order of Suspension of Trading; American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11905.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11905.html Fri, 13 May 2011 00:00:00 -0700 2011-11905 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11905.pdf Notice - Order of Suspension of Trading; City Network, Inc. https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11904.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11904.html Fri, 13 May 2011 00:00:00 -0700 2011-11904 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11904.pdf Proposed Rule - Investment Adviser Performance Compensation https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11801.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11801.html Fri, 13 May 2011 00:00:00 -0700 2011-11801 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11801.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add BATS Rule 11.22, Entitled “Data Products” https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11767.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11767.html Fri, 13 May 2011 00:00:00 -0700 2011-11767 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11767.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add BYX Rule 11.22, Entitled “Data Products” https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11766.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11766.html Fri, 13 May 2011 00:00:00 -0700 2011-11766 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11766.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Options Floor Broker Subsidy https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11765.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11765.html Fri, 13 May 2011 00:00:00 -0700 2011-11765 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11765.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11764.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11764.html Fri, 13 May 2011 00:00:00 -0700 2011-11764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11764.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11763.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11763.html Fri, 13 May 2011 00:00:00 -0700 2011-11763 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11763.pdf Notice - UBS AG., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11750.html https://regulations.justia.com/regulations/fedreg/2011/05/13/2011-11750.html Fri, 13 May 2011 00:00:00 -0700 2011-11750 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-13/pdf/2011-11750.pdf