<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/10?registers=between Sun, 28 Apr 2024 06:50:04 -0700 Sun, 28 Apr 2024 06:50:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/10?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11381.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11381.html Tue, 10 May 2011 00:00:00 -0700 2011-11381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11381.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11362.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11362.html Tue, 10 May 2011 00:00:00 -0700 2011-11362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11362.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11358.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11358.html Tue, 10 May 2011 00:00:00 -0700 2011-11358 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11358.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11357.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11357.html Tue, 10 May 2011 00:00:00 -0700 2011-11357 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11357.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule To Eliminate Registered Representative Fees for Amex Trading Permit (“ATP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee” https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11337.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11337.html Tue, 10 May 2011 00:00:00 -0700 2011-11337 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11337.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the WisdomTree Global Real Return Fund https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11327.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11327.html Tue, 10 May 2011 00:00:00 -0700 2011-11327 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11327.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Two-Sided Order for NOM Market Makers https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11326.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11326.html Tue, 10 May 2011 00:00:00 -0700 2011-11326 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11326.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the OTC Bulletin Board in the FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11325.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11325.html Tue, 10 May 2011 00:00:00 -0700 2011-11325 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11325.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012 https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11318.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11318.html Tue, 10 May 2011 00:00:00 -0700 2011-11318 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11318.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012 https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11316.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11316.html Tue, 10 May 2011 00:00:00 -0700 2011-11316 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11316.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to In-Crowd Priority https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11315.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11315.html Tue, 10 May 2011 00:00:00 -0700 2011-11315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11315.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule To Eliminate Registered Representative Fees for Options Trading Permit (“OTP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee” https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11314.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11314.html Tue, 10 May 2011 00:00:00 -0700 2011-11314 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11314.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the C2 Fees Schedule https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11313.html https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11313.html Tue, 10 May 2011 00:00:00 -0700 2011-11313 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11313.pdf