Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/10?limit=200&registers=between&mode=atom 2021-05-10T18:45:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11381.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11381 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11381.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11362.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11362.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11358.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11358 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11358.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11357.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce the Minimum Size of the Nominating and Governance Committee 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11357 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11357.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11337.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule To Eliminate Registered Representative Fees for Amex Trading Permit (“ATP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee” 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11337 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11337.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11327.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the WisdomTree Global Real Return Fund 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11327 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11327.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11326.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Two-Sided Order for NOM Market Makers 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11326 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11326.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11325.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the OTC Bulletin Board in the FINRA Rulebook 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11325 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11325.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11318.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11318 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11318.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11316.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until June 1, 2012 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11316 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11316.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11315.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to In-Crowd Priority 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11315.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11314.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule To Eliminate Registered Representative Fees for Options Trading Permit (“OTP”) Holders and To Institute a New Transaction-Based “Options Regulatory Fee” 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11314 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11314.pdf https://regulations.justia.com/regulations/fedreg/2011/05/10/2011-11313.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the C2 Fees Schedule 2011-05-10T00:00:00-07:00 2011-05-10T00:00:00-07:00 2011-11313 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-10/pdf/2011-11313.pdf