<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/09?registers=between Sat, 23 Nov 2024 14:23:49 -0800 Sat, 23 Nov 2024 14:23:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11422.html https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11422.html Mon, 09 May 2011 00:00:00 -0700 2011-11422 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11422.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fees https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11193.html https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11193.html Mon, 09 May 2011 00:00:00 -0700 2011-11193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11193.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11190.html https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11190.html Mon, 09 May 2011 00:00:00 -0700 2011-11190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11190.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11189.html https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11189.html Mon, 09 May 2011 00:00:00 -0700 2011-11189 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11189.pdf Notice - Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11188.html https://regulations.justia.com/regulations/fedreg/2011/05/09/2011-11188.html Mon, 09 May 2011 00:00:00 -0700 2011-11188 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-09/pdf/2011-11188.pdf