Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/05/03?limit=200&registers=between&mode=atom 2024-04-25T05:22:54-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10850.html Notice - Magnum d'Or Resources, Inc.; Order of Suspension of Trading 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10850 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10850.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10717.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Meidell Tactical Advantage ETF 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10717 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10717.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10716.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10716.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10657.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction that Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10657 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10657.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10656.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10656.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10654.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) To Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction That Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10654 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10654.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10653.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®) 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10653 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10653.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10652.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10652 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10652.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10651.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10651 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10651.pdf https://regulations.justia.com/regulations/fedreg/2011/05/03/2011-10650.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws 2011-05-03T00:00:00-07:00 2011-05-03T00:00:00-07:00 2011-10650 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-05-03/pdf/2011-10650.pdf