Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/04?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2020-12-01T07:05:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-8364.html Proposed Rule - Credit Risk Retention 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-8364 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-8364.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10447.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10447 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10447.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10413.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10413.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10409.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10409 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10409.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10362.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10362.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10361.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $2.50 Strike Price Program 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10361.pdf https://regulations.justia.com/regulations/fedreg/2011/04/28/2011-10214.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes 2011-04-28T00:00:00-07:00 2011-04-28T00:00:00-07:00 2011-10214 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-28/pdf/2011-10214.pdf https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10195.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes 2011-04-27T00:00:00-07:00 2011-04-27T00:00:00-07:00 2011-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10195.pdf https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10193.html Notice - Proposed Collection; Comment Request 2011-04-27T00:00:00-07:00 2011-04-27T00:00:00-07:00 2011-10193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10193.pdf https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10107.html Notice - Proposed Collection; Comment Request 2011-04-27T00:00:00-07:00 2011-04-27T00:00:00-07:00 2011-10107 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10107.pdf https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10099.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the CHX Only Order Type 2011-04-27T00:00:00-07:00 2011-04-27T00:00:00-07:00 2011-10099 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10099.pdf https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10091.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies 2011-04-27T00:00:00-07:00 2011-04-27T00:00:00-07:00 2011-10091 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10091.pdf https://regulations.justia.com/regulations/fedreg/2011/04/27/2011-10090.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies 2011-04-27T00:00:00-07:00 2011-04-27T00:00:00-07:00 2011-10090 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-27/pdf/2011-10090.pdf https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9971.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature 2011-04-26T00:00:00-07:00 2011-04-26T00:00:00-07:00 2011-9971 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-9971.pdf https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9970.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Expire Time 2011-04-26T00:00:00-07:00 2011-04-26T00:00:00-07:00 2011-9970 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-9970.pdf https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-9968.html Notice - Russell Investment Management Company, et al.; 2011-04-26T00:00:00-07:00 2011-04-26T00:00:00-07:00 2011-9968 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-9968.pdf https://regulations.justia.com/regulations/fedreg/2011/04/26/2011-10158.html Proposed Rule - Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules for Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act 2011-04-26T00:00:00-07:00 2011-04-26T00:00:00-07:00 2011-10158 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-26/pdf/2011-10158.pdf https://regulations.justia.com/regulations/fedreg/2011/04/25/C1-2011-7981.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing and Trading CBOE Gold ETF Volatility Index Security Futures 2011-04-25T00:00:00-07:00 2011-04-25T00:00:00-07:00 C1-2011-7981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/C1-2011-7981.pdf https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-9991.html Notice - Sunshine Act Meetings 2011-04-25T00:00:00-07:00 2011-04-25T00:00:00-07:00 2011-9991 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/2011-9991.pdf https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-10072.html Notice - Sunshine Act Meeting 2011-04-25T00:00:00-07:00 2011-04-25T00:00:00-07:00 2011-10072 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/2011-10072.pdf https://regulations.justia.com/regulations/fedreg/2011/04/25/2011-10054.html Notice - Sunshine Act Meeting 2011-04-25T00:00:00-07:00 2011-04-25T00:00:00-07:00 2011-10054 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-25/pdf/2011-10054.pdf https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9829.html Notice - Comment Request on Existing Private and Public Efforts To Educate Investors 2011-04-22T00:00:00-07:00 2011-04-22T00:00:00-07:00 2011-9829 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-22/pdf/2011-9829.pdf https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9775.html Notice - Proposed Collection; Comment Request 2011-04-22T00:00:00-07:00 2011-04-22T00:00:00-07:00 2011-9775 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-22/pdf/2011-9775.pdf https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9774.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Alpha Index Options 2011-04-22T00:00:00-07:00 2011-04-22T00:00:00-07:00 2011-9774 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-22/pdf/2011-9774.pdf https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9648.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Gold ETF Volatility Index Options 2011-04-21T00:00:00-07:00 2011-04-21T00:00:00-07:00 2011-9648 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9648.pdf https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9641.html Notice - Submission for OMB Review; Comment Request 2011-04-21T00:00:00-07:00 2011-04-21T00:00:00-07:00 2011-9641 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9641.pdf https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9640.html Notice - Submission for OMB Review; Comment Request 2011-04-21T00:00:00-07:00 2011-04-21T00:00:00-07:00 2011-9640 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9640.pdf https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9639.html Notice - Proposed Collection; Comment Request 2011-04-21T00:00:00-07:00 2011-04-21T00:00:00-07:00 2011-9639 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9639.pdf https://regulations.justia.com/regulations/fedreg/2011/04/21/2011-9623.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity 2011-04-21T00:00:00-07:00 2011-04-21T00:00:00-07:00 2011-9623 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-21/pdf/2011-9623.pdf https://regulations.justia.com/regulations/fedreg/2011/04/20/2011-9478.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Customer Complex Orders 2011-04-20T00:00:00-07:00 2011-04-20T00:00:00-07:00 2011-9478 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-20/pdf/2011-9478.pdf https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9438.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity 2011-04-19T00:00:00-07:00 2011-04-19T00:00:00-07:00 2011-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9438.pdf https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9432.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Listing Fees Applicable to Debt Securities and Structured Products 2011-04-19T00:00:00-07:00 2011-04-19T00:00:00-07:00 2011-9432 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9432.pdf https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9414.html Notice - Submission for OMB Review; Comment Request 2011-04-19T00:00:00-07:00 2011-04-19T00:00:00-07:00 2011-9414 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9414.pdf https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9413.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Promissory Note Proceedings; Correction 2011-04-19T00:00:00-07:00 2011-04-19T00:00:00-07:00 2011-9413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-19/pdf/2011-9413.pdf https://regulations.justia.com/regulations/fedreg/2011/04/18/2011-9434.html Notice - Sunshine Act Meeting 2011-04-18T00:00:00-07:00 2011-04-18T00:00:00-07:00 2011-9434 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-18/pdf/2011-9434.pdf https://regulations.justia.com/regulations/fedreg/2011/04/18/2011-9315.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amending the Option Floor Procedures Advice F-14 Regarding Executing Hedge and Synthetic Options Orders Containing Stock Components 2011-04-18T00:00:00-07:00 2011-04-18T00:00:00-07:00 2011-9315 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-18/pdf/2011-9315.pdf https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9189.html Notice - Submission for OMB Review; Comment Request 2011-04-15T00:00:00-07:00 2011-04-15T00:00:00-07:00 2011-9189 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9189.pdf https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9188.html Notice - Submission for OMB Review; Comment Request 2011-04-15T00:00:00-07:00 2011-04-15T00:00:00-07:00 2011-9188 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9188.pdf https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9187.html Notice - Submission for OMB Review; Comment Request 2011-04-15T00:00:00-07:00 2011-04-15T00:00:00-07:00 2011-9187 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9187.pdf https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9186.html Notice - Submission for OMB Review; Comment Request 2011-04-15T00:00:00-07:00 2011-04-15T00:00:00-07:00 2011-9186 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9186.pdf https://regulations.justia.com/regulations/fedreg/2011/04/15/2011-9121.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees 2011-04-15T00:00:00-07:00 2011-04-15T00:00:00-07:00 2011-9121 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-15/pdf/2011-9121.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9073.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9073.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9061.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Provisions Regarding the Dress Code and Trade Verification 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9061.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9050.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 1401 To Modify the Initial Trading Market Value for Debt Securities 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9050 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9050.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9049.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By-Laws 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9049 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9049.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9048.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9048 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9048.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9047.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9047 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9047.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9046.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9046 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9046.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9045.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9045.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8973.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-8973 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8973.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8924.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Permit Fees 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-8924 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8924.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-7937.html Proposed Rule - Incentive-Based Compensation Arrangements 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-7937 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-7937.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-9060.html Notice - RINO International Corporation; Order of Suspension of Trading 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-9060 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-9060.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8923.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8923 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8923.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8922.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8922 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8922.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8921.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Cap and a Service Fee 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8921 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8921.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8920.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8920 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8920.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8919.html Rule - Technical Amendment to Rule 19b-4: Filings With Respect to Proposed Rule Changes by Self-Regulatory Organizations 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8919 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8919.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8918.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8918 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8918.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8917.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Effective Hours of Rule 4753(c) 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8917 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8917.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8916.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8916 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8916.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8914.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Initial Listing Standard for the Nasdaq Global Select Market 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8914 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8914.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8913.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Rules 2360, 2361, 2370, 6951 to FINRA Rule Changes 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8913 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8913.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8911.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8911 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8911.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8910.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8910 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8910.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8897.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Promissory Note Proceedings 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8897 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8897.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8896.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating To Motions in Arbitration 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8896 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8896.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8873.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability) 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8873 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8873.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8872.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Time Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan Is To Buy and Hold Commodities 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8872 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8872.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8871.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8871.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8865.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8865 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8865.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8856.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $2.50 Strike Price Program 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8856.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8855.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8855 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8855.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8851.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8851 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8851.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8850.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 To Introduce Additional Routing Options to the Rule 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8850 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8850.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8849.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8849 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8849.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8848.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8848 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8848.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8832.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Amend Phlx Rule 1001A, Position Limits 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8832 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8832.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8831.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8831 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8831.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8829.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8829 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8829.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8809.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 To Extend the Pilot Program 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8809 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8809.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8808.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8808 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8808.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8807.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8807 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8807.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8806.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8806 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8806.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8805.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8805 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8805.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8804.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8804 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8804.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8803.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Establish a Qualified Contingent Cross Order 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8803 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8803.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8802.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC To Expand the Number of Components in the PHLX Gold/Silver SectorSM 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8802 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8802.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8801.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Legal Certainty for the Trading of Futures on the CBOE Gold ETF Volatility Index 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8801 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8801.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8800.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8800 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8800.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8799.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8799 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8799.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8798.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change To Amend the MSRB Short-Term Obligation Rate Transparency (SHORT) Subscription Service 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8798 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8798.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8793.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Trade Options on Individual Stock Based Volatility Indexes and Certain Exchange-Traded Fund Based Volatility Indexes 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8793 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8793.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8792.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8792 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8792.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8791.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8791 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8791.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8790.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8790 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8790.pdf https://regulations.justia.com/regulations/fedreg/2011/04/13/2011-8731.html Notice - National Life Insurance Company, et al. 2011-04-13T00:00:00-07:00 2011-04-13T00:00:00-07:00 2011-8731 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-13/pdf/2011-8731.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8811.html Notice - MaxLife Fund Corp.; Order of Suspension of Trading 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8811 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8811.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8732.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Credits for Posting Liquidity for Certain Transactions and Imposing Routing Fees To Defray the Costs of Routing Orders to Away Markets 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8732 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8732.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8726.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8726.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8725.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8725.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8684.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8684 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8684.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8683.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8683 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8683.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8656.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 52.6 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8656.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8633.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 3011 To Reflect Changes to a Corresponding Financial Industry Regulatory Authority, Inc. Rule 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8633 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8633.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8632.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8632 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8632.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8631.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8631 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8631.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8630.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule and NSX Rule 16.4 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8630 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8630.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8628.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8628 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8628.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8627.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees in Penny Pilot and Non-Penny Pilot Options 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8627 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8627.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8626.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, If Adopted, Applies 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8626 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8626.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8625.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8625 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8625.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8624.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8624 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8624.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8623.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8623 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8623.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8622.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBSX Maker and Taker Transaction Fees and Rebates for Transactions in Securities Priced $1 or Greater 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8622 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8622.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8621.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8621 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8621.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8620.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8620 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8620.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8600.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8600 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8600.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8599.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8599 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8599.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8585.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8585 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8585.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8582.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the Fee Schedule of the Boston Options Exchange Facility 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8582 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8582.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8581.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange Price List 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8581 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8581.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8580.html Notice - Submission for OMB Review; Comment Request 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8580 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8580.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8579.html Notice - Proposed Collection; Comment Request 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8579 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8579.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8578.html Notice - Submission for OMB Review; Comment Request 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8578 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8578.pdf https://regulations.justia.com/regulations/fedreg/2011/04/12/2011-8577.html Notice - Russell Investment Company, et al.; Notice of Application 2011-04-12T00:00:00-07:00 2011-04-12T00:00:00-07:00 2011-8577 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-12/pdf/2011-8577.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8670.html Notice - Sunshine Act Meeting 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8670 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8670.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8553.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8553 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8553.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8527.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8527 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8527.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8504.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8504 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8504.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8498.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Permit the Listing of Series With $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8498 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8498.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8485.html Rule - Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8485 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8485.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8477.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Rule 3.22 (Proxy Voting), in Accordance With the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8477 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8477.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8476.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Rule 3.22 (Proxy Voting), in Accordance With the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8476 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8476.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8475.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8475 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8475.pdf https://regulations.justia.com/regulations/fedreg/2011/04/11/2011-8473.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Stock Loan Programs 2011-04-11T00:00:00-07:00 2011-04-11T00:00:00-07:00 2011-8473 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-11/pdf/2011-8473.pdf https://regulations.justia.com/regulations/fedreg/2011/04/08/2011-8376.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products That Experience a Price Change of 10% or More During a Five-Minute Period 2011-04-08T00:00:00-07:00 2011-04-08T00:00:00-07:00 2011-8376 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-08/pdf/2011-8376.pdf https://regulations.justia.com/regulations/fedreg/2011/04/08/2011-8375.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products That Experience a Price Change of 10% or More During a Five-Minute Period 2011-04-08T00:00:00-07:00 2011-04-08T00:00:00-07:00 2011-8375 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-08/pdf/2011-8375.pdf https://regulations.justia.com/regulations/fedreg/2011/04/08/2011-8374.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products That Experience a Price Change of 10% or More During a Five-Minute Period 2011-04-08T00:00:00-07:00 2011-04-08T00:00:00-07:00 2011-8374 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-08/pdf/2011-8374.pdf https://regulations.justia.com/regulations/fedreg/2011/04/08/2011-8373.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter the Fee Schedule To Repeal the Trade Processing Fee Credit Paid to Institutional Brokers 2011-04-08T00:00:00-07:00 2011-04-08T00:00:00-07:00 2011-8373 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-08/pdf/2011-8373.pdf https://regulations.justia.com/regulations/fedreg/2011/04/07/2011-8390.html Notice - In the Matter of: Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., Secured Digital Applications, Inc., Senco Sensors, Inc., Sentex Sensing Technology, Inc., Serefex Corp., SinoFresh HealthCare, Inc., Sonoma College, Inc., and Source Petroleum Inc.; Order of Suspension of Trading 2011-04-07T00:00:00-07:00 2011-04-07T00:00:00-07:00 2011-8390 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-07/pdf/2011-8390.pdf https://regulations.justia.com/regulations/fedreg/2011/04/07/2011-8235.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Allow for an Expansion of OCC's Internal Cross-Margining Program to Include the Ability of a Pair of Affiliated Clearing Members to Establish an Internal Non-Proprietary Cross-Margining Account 2011-04-07T00:00:00-07:00 2011-04-07T00:00:00-07:00 2011-8235 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-07/pdf/2011-8235.pdf https://regulations.justia.com/regulations/fedreg/2011/04/07/2011-8231.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to QQQQ 2011-04-07T00:00:00-07:00 2011-04-07T00:00:00-07:00 2011-8231 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-07/pdf/2011-8231.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8291.html Notice - In the Matter of Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.; Order of Suspension of Trading 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8291 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8291.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8290.html Notice - In the Matter of Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.; Order of Suspension of Trading 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8290 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8290.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8200.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Discovery Guide and Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8200 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8200.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8141.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand the $2.50 Strike Price Program 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8141 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8141.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8140.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Rules To Expand the $2.50 Strike Price Program 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8140 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8140.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8136.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand the $2.50 Strike Price Program 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8136 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8136.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8124.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market, LLC To Expand the $2.50 Strike Price Program 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8124 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8124.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8123.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $2.50 Strike Price Program 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8123 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8123.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8122.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Use of a Replace Message To Modify the Display Quantity of a Reserve Order, and Certain Other Conforming Changes to Exchange Rules 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8122 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8122.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8118.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Variability Index Options and Relative Performance Index Options and Amendment to the Options Disclosure Document Inside Front Cover 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8118 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8118.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-8081.html Notice - Jackson National Life Insurance Company, et al. 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-8081 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-8081.pdf https://regulations.justia.com/regulations/fedreg/2011/04/06/2011-7948.html Proposed Rule - Listing Standards for Compensation Committees 2011-04-06T00:00:00-07:00 2011-04-06T00:00:00-07:00 2011-7948 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-06/pdf/2011-7948.pdf https://regulations.justia.com/regulations/fedreg/2011/04/05/2011-8135.html Notice - China Changjiang Mining & New Energy Co., Ltd.; Order of Suspension of Trading 2011-04-05T00:00:00-07:00 2011-04-05T00:00:00-07:00 2011-8135 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-05/pdf/2011-8135.pdf https://regulations.justia.com/regulations/fedreg/2011/04/05/2011-8054.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change To Expand the $2.50 Strike Price Program 2011-04-05T00:00:00-07:00 2011-04-05T00:00:00-07:00 2011-8054 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-05/pdf/2011-8054.pdf https://regulations.justia.com/regulations/fedreg/2011/04/05/2011-7981.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing and Trading CBOE Gold ETF Volatility Index Security Futures 2011-04-05T00:00:00-07:00 2011-04-05T00:00:00-07:00 2011-7981 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-05/pdf/2011-7981.pdf https://regulations.justia.com/regulations/fedreg/2011/04/05/2011-7980.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules Relating to Listing and Trading Security Futures 2011-04-05T00:00:00-07:00 2011-04-05T00:00:00-07:00 2011-7980 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-05/pdf/2011-7980.pdf https://regulations.justia.com/regulations/fedreg/2011/04/05/2011-7979.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2011-04-05T00:00:00-07:00 2011-04-05T00:00:00-07:00 2011-7979 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-05/pdf/2011-7979.pdf https://regulations.justia.com/regulations/fedreg/2011/04/05/2011-7978.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ETNs 2011-04-05T00:00:00-07:00 2011-04-05T00:00:00-07:00 2011-7978 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-05/pdf/2011-7978.pdf https://regulations.justia.com/regulations/fedreg/2011/04/04/2011-8038.html Notice - In the Matter of Corestream Energy, Inc. (f/k/a Zealous, Inc.); Order of Suspension of Trading 2011-04-04T00:00:00-07:00 2011-04-04T00:00:00-07:00 2011-8038 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-04/pdf/2011-8038.pdf https://regulations.justia.com/regulations/fedreg/2011/04/04/2011-7935.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to the Formation of a Joint Venture Between the Exchange, Its Ultimate Parent NYSE Euronext, and Seven Other Entities To Operate an Electronic Trading Facility for Options Contracts 2011-04-04T00:00:00-07:00 2011-04-04T00:00:00-07:00 2011-7935 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-04/pdf/2011-7935.pdf https://regulations.justia.com/regulations/fedreg/2011/04/04/2011-7836.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify Chapter VI, Section 8 of the Exchange's Rules 2011-04-04T00:00:00-07:00 2011-04-04T00:00:00-07:00 2011-7836 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-04/pdf/2011-7836.pdf https://regulations.justia.com/regulations/fedreg/2011/04/04/2011-7814.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Inactive Nominees and Dividend and Merger Strategy Definitions 2011-04-04T00:00:00-07:00 2011-04-04T00:00:00-07:00 2011-7814 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-04/pdf/2011-7814.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7730.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Complex Order Fees 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7730 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7730.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7695.html Notice - Fairholme VP Series Fund, Inc. and Fairholme Capital Management LLC 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7695 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7695.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7690.html Notice - Proposed Collection; Comment Request 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7690.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7689.html Notice - Proposed Collection; Comment Request 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7689 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7689.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7688.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Proposed Rule Change, as Modified by Amendment No. 1, To Create a Directed Order Program on a 6-Month Pilot Basis 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7688 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7688.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7656.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B To Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Are in Effect 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7656.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7654.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 440B to Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO are In Effect 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7654 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7654.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7652.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 346 and Adopting New Rule 3270 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7652 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7652.pdf https://regulations.justia.com/regulations/fedreg/2011/04/01/2011-7651.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 346-NYSE Amex Equities and Adopting New Rule 3270-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. 2011-04-01T00:00:00-07:00 2011-04-01T00:00:00-07:00 2011-7651 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-01/pdf/2011-7651.pdf