Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/04/29?limit=200&registers=between&mode=atom 2024-11-27T11:50:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-8364.html Proposed Rule - Credit Risk Retention 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-8364 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-8364.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10447.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10447 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10447.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10413.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10413.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10409.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 72(d) Regarding Agency Cross Transactions 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10409 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10409.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10362.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10362.pdf https://regulations.justia.com/regulations/fedreg/2011/04/29/2011-10361.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to the $2.50 Strike Price Program 2011-04-29T00:00:00-07:00 2011-04-29T00:00:00-07:00 2011-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-29/pdf/2011-10361.pdf