Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/04/14?limit=200&registers=between&mode=atom 2024-04-25T01:43:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9073.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9073.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9061.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Provisions Regarding the Dress Code and Trade Verification 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9061.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9050.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 1401 To Modify the Initial Trading Market Value for Debt Securities 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9050 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9050.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9049.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Amend The NASDAQ OMX Group, Inc. By-Laws 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9049 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9049.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9048.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9048 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9048.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9047.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand the Number of Components in the PHLX Oil Service SectorSM 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9047 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9047.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9046.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9046 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9046.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-9045.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-9045.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8973.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-8973 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8973.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-8924.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Permit Fees 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-8924 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-8924.pdf https://regulations.justia.com/regulations/fedreg/2011/04/14/2011-7937.html Proposed Rule - Incentive-Based Compensation Arrangements 2011-04-14T00:00:00-07:00 2011-04-14T00:00:00-07:00 2011-7937 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-04-14/pdf/2011-7937.pdf