<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/22?registers=between Sun, 24 Nov 2024 06:35:13 -0800 Sun, 24 Nov 2024 06:35:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/22?registers=between Rule - General Rules and Regulations, Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6830.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6830.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6830 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6830.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Related to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6750.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6750.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6750 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6750.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Related to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6709.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6709.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6709 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6709.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 36 To Permit Written Communications To Be Sent Electronically Between the Designated Market Maker Unit's Post Location on the Floor and the DMM Unit's Off-Floor Offices and to Persons Permitted To Provide Non-Trading Related Services to the DMM Under Rule 98 https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6708.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6708.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6708 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6708.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 36 To Permit Written Communications To Be Sent Electronically Between the Designated Market Maker Unit's Post Location on The Floor and the DMM Unit's Off-Floor Offices and to Persons Permitted To Provide Non-Trading Related Services to the DMM Under NYSE Amex Equities Rule 98 https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6707.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6707.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6707 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6707.pdf Proposed Rule - Beneficial Ownership Reporting Requirements and Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6685.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6685.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6685 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6685.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6656.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6656.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6656 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6656.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6655.html https://regulations.justia.com/regulations/fedreg/2011/03/22/2011-6655.html Tue, 22 Mar 2011 00:00:00 -0700 2011-6655 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-22/pdf/2011-6655.pdf