<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/11?registers=between Wed, 27 Nov 2024 01:14:44 -0800 Wed, 27 Nov 2024 01:14:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/11?registers=between Notice - In the Matter of AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5802.html https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5802.html Fri, 11 Mar 2011 00:00:00 -0800 2011-5802 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-11/pdf/2011-5802.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Dividends Service Guide as It Relates to the Domestic Tax Reporting Service and the U.S. Tax Withholding Service https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5645.html https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5645.html Fri, 11 Mar 2011 00:00:00 -0800 2011-5645 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-11/pdf/2011-5645.pdf Notice - AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5644.html https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5644.html Fri, 11 Mar 2011 00:00:00 -0800 2011-5644 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-11/pdf/2011-5644.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 25 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5579.html https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5579.html Fri, 11 Mar 2011 00:00:00 -0800 2011-5579 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-11/pdf/2011-5579.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5578.html https://regulations.justia.com/regulations/fedreg/2011/03/11/2011-5578.html Fri, 11 Mar 2011 00:00:00 -0800 2011-5578 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-11/pdf/2011-5578.pdf