Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/10?limit=200®isters=between&mode=atom2024-10-07T13:59:43-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5518.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5518.pdfhttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5517.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5517.pdfhttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5516.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Exchange Rule 103B To Modify the Application of the Exchange's Designated Market Maker (“DMM”) Allocation Policy in the Event of a Merger Involving One or More Listed Companies2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5516.pdfhttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5444.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5444.pdfhttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5443.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5443.pdfhttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5442.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5442.pdfhttps://regulations.justia.com/regulations/fedreg/2011/03/10/2011-5441.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2011-03-10T00:00:00-08:002011-03-10T00:00:00-08:002011-5441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-03-10/pdf/2011-5441.pdf