Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/09?limit=200&registers=between&mode=atom 2024-11-24T07:30:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5380.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Minor Rules Violation Plan of the Nasdaq Options Market With Respect to Standardized Options 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5380 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5380.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5379.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Create a Listing Market on the Exchange 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5379 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5379.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5377.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees Schedule for the CBOE Stock Exchange 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5377 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5377.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5304.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5304 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5304.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5303.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Prohibit Members From Voting Uninstructed Shares on Certain Matters 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5303 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5303.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5283.html Notice - Submission for OMB Review; Comment Request 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5283 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5283.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5282.html Notice - Proposed Collection; Comment Request 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5282 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5282.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5281.html Notice - Proposed Collection; Comment Request 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5281 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5281.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5280.html Notice - Proposed Collection; Comment Request 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5280 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5280.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5279.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Amendments to MSRB Rule A-3, on Membership on the Board 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5279 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5279.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5278.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5278 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5278.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5277.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5277 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5277.pdf https://regulations.justia.com/regulations/fedreg/2011/03/09/2011-5184.html Proposed Rule - References to Credit Ratings in Certain Investment Company Act Rules and Forms 2011-03-09T00:00:00-08:00 2011-03-09T00:00:00-08:00 2011-5184 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-09/pdf/2011-5184.pdf