Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/08?limit=200&registers=between&mode=atom 2021-02-26T17:27:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5270.html Notice - Sunshine Act Meeting 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5270 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5270.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5192.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5192 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5192.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5191.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5191.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5190.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5190 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5190.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5186.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5186 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5186.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5183.html Proposed Rule - Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps Under Regulation MC 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5183 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5183.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5142.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5142 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5142.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5141.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules To Expand the Short Term Option Series Program 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5141 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5141.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5140.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5140 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5140.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5139.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correct Cross-References in the Customer Code 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5139 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5139.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5138.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5138 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5138.pdf https://regulations.justia.com/regulations/fedreg/2011/03/08/2011-5137.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2011-03-08T00:00:00-08:00 2011-03-08T00:00:00-08:00 2011-5137 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-08/pdf/2011-5137.pdf