Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/07?limit=200&registers=between&mode=atom 2021-03-05T03:43:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5080.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. With Regard to District Committee Structure and Governance 2011-03-07T00:00:00-08:00 2011-03-07T00:00:00-08:00 2011-5080 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5080.pdf https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5064.html Notice - Eaton Vance Management, et al.; Notice of Application 2011-03-07T00:00:00-08:00 2011-03-07T00:00:00-08:00 2011-5064 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5064.pdf https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5063.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX 2011-03-07T00:00:00-08:00 2011-03-07T00:00:00-08:00 2011-5063 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5063.pdf https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5061.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options 2011-03-07T00:00:00-08:00 2011-03-07T00:00:00-08:00 2011-5061 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5061.pdf https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5060.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for C2 Listed Options 2011-03-07T00:00:00-08:00 2011-03-07T00:00:00-08:00 2011-5060 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5060.pdf https://regulations.justia.com/regulations/fedreg/2011/03/07/2011-5024.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Adopting, as Modified by Amendment No. 1, Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook 2011-03-07T00:00:00-08:00 2011-03-07T00:00:00-08:00 2011-5024 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-07/pdf/2011-5024.pdf