<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/03?registers=between Tue, 30 Apr 2024 16:28:58 -0700 Tue, 30 Apr 2024 16:28:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/03?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4730.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4730.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4730 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4730.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4727.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4727.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4727 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4727.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4725.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4725.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4725.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4724.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4724.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4724 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4724.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4723.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4723.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4723 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4723.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 4763 To Implement the Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4722.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4722.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4722 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4722.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a) https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4721.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4721.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4721 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4721.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4720.html https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4720.html Thu, 03 Mar 2011 00:00:00 -0800 2011-4720 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-03/pdf/2011-4720.pdf