Securities and Exchange Commission March 3, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
Submission for OMB Review; Comment Request
Document Number: 2011-4730
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4730.html
Submission for OMB Review; Comment Request
Document Number: 2011-4727
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4727.html
Submission for OMB Review; Comment Request
Document Number: 2011-4725
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4725.html
Submission for OMB Review; Comment Request
Document Number: 2011-4724
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4724.html
Submission for OMB Review; Comment Request
Document Number: 2011-4723
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4723.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 4763 To Implement the Amendments to Regulation SHO
Document Number: 2011-4722
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4722.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)
Document Number: 2011-4721
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4721.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Require Public Disclosure of Any Access or Post-Transaction Fees for Executions Against a Public Quotation in an OTC Equity Security
Document Number: 2011-4720
Type: Notice
Date: 2011-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/03/2011-4720.html