Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/03/02?limit=200&registers=between&mode=atom 2024-04-17T20:53:50-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4694.html Rule - Technical Amendments to Rule 17a-8: Financial Recordkeeping and Reporting of Currency and Foreign Transactions 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4694 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4694.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4692.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-15, on Notification To Board of Termination of Municipal Securities Activities and Change of Name or Address 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4692 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4692.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4691.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the NASDAQ Order Imbalance Snapshot 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4691 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4691.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4690.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4690 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4690.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4689.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4689 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4689.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4688.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Dividend and Merger Strategies 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4688 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4688.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4583.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change To Amend the MSRB Short-term Obligation Rate Transparency (“SHORT”) Subscription Service 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4583 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4583.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4575.html Notice - Securities Exchange Act of 1934; In the Matter of Chicago Board Options Exchange, Incorporated, 400 South LaSalle Street, Chicago, IL 60605; Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4575 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4575.pdf https://regulations.justia.com/regulations/fedreg/2011/03/02/2011-4574.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change To Modify Qualified Contingent Cross Order Rules 2011-03-02T00:00:00-08:00 2011-03-02T00:00:00-08:00 2011-4574 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-03-02/pdf/2011-4574.pdf