<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/17?registers=between Thu, 02 May 2024 19:31:37 -0700 Thu, 02 May 2024 19:31:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/17?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Additional Routing Option https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3645.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3645.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3645 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3645.pdf Notice - Public Availability of the Securities and Exchange Commission FY 2010 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3644.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3644.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3644 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3644.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Routing Option SOLV and Corresponding Fees https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3584.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3584.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3584 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3584.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3583.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3583.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3583 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3583.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Investor Support Program https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3582.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3582.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3582 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3582.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3581.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3581.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3581 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3581.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3554.html https://regulations.justia.com/regulations/fedreg/2011/02/17/2011-3554.html Thu, 17 Feb 2011 00:00:00 -0800 2011-3554 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-17/pdf/2011-3554.pdf