Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/16?limit=200&registers=between&mode=atom 2024-04-23T18:55:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3494.html Notice - Capital International, Inc., et al.; 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3494 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3494.pdf https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3471.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Standard To Communicate Corporate Action Events to Participants 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3471 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3471.pdf https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3441.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3441.pdf https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3422.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Fees for Complex Orders 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3422 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3422.pdf https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3417.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3417 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3417.pdf https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3416.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices) 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3416 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3416.pdf https://regulations.justia.com/regulations/fedreg/2011/02/16/2011-3259.html Proposed Rule - Security Ratings 2011-02-16T00:00:00-08:00 2011-02-16T00:00:00-08:00 2011-3259 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-02-16/pdf/2011-3259.pdf