<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/02?registers=between Sat, 21 Dec 2024 21:02:06 -0800 Sat, 21 Dec 2024 21:02:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/02?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2292.html https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2292.html Wed, 02 Feb 2011 00:00:00 -0800 2011-2292 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2292.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2229.html https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2229.html Wed, 02 Feb 2011 00:00:00 -0800 2011-2229 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2229.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Entry Port Fee https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2227.html https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2227.html Wed, 02 Feb 2011 00:00:00 -0800 2011-2227 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2227.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Related Equity Option Cap, Active SQF Port Fees and Other Membership Fees https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2226.html https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2226.html Wed, 02 Feb 2011 00:00:00 -0800 2011-2226 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2226.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Dividends Service Guide https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2225.html https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2225.html Wed, 02 Feb 2011 00:00:00 -0800 2011-2225 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2225.pdf Rule - Shareholder Approval of Executive Compensation and Golden Parachute Compensation https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-1971.html https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-1971.html Wed, 02 Feb 2011 00:00:00 -0800 2011-1971 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-1971.pdf