Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/02?limit=200®isters=between&mode=atom2024-04-24T10:38:47-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2292.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook2011-02-02T00:00:00-08:002011-02-02T00:00:00-08:002011-2292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2292.pdfhttps://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2229.htmlNotice - Submission for OMB Review; Comment Request2011-02-02T00:00:00-08:002011-02-02T00:00:00-08:002011-2229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2229.pdfhttps://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2227.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Entry Port Fee2011-02-02T00:00:00-08:002011-02-02T00:00:00-08:002011-2227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2227.pdfhttps://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2226.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Related Equity Option Cap, Active SQF Port Fees and Other Membership Fees2011-02-02T00:00:00-08:002011-02-02T00:00:00-08:002011-2226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2226.pdfhttps://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2225.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Dividends Service Guide2011-02-02T00:00:00-08:002011-02-02T00:00:00-08:002011-2225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2225.pdfhttps://regulations.justia.com/regulations/fedreg/2011/02/02/2011-1971.htmlRule - Shareholder Approval of Executive Compensation and Golden Parachute Compensation2011-02-02T00:00:00-08:002011-02-02T00:00:00-08:002011-1971Rulehttp://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-1971.pdf