Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/02/02?limit=200&registers=between&mode=atom 2024-04-24T10:38:47-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2292.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook 2011-02-02T00:00:00-08:00 2011-02-02T00:00:00-08:00 2011-2292 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2292.pdf https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2229.html Notice - Submission for OMB Review; Comment Request 2011-02-02T00:00:00-08:00 2011-02-02T00:00:00-08:00 2011-2229 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2229.pdf https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2227.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Entry Port Fee 2011-02-02T00:00:00-08:00 2011-02-02T00:00:00-08:00 2011-2227 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2227.pdf https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2226.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Related Equity Option Cap, Active SQF Port Fees and Other Membership Fees 2011-02-02T00:00:00-08:00 2011-02-02T00:00:00-08:00 2011-2226 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2226.pdf https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-2225.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Dividends Service Guide 2011-02-02T00:00:00-08:00 2011-02-02T00:00:00-08:00 2011-2225 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-2225.pdf https://regulations.justia.com/regulations/fedreg/2011/02/02/2011-1971.html Rule - Shareholder Approval of Executive Compensation and Golden Parachute Compensation 2011-02-02T00:00:00-08:00 2011-02-02T00:00:00-08:00 2011-1971 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-02-02/pdf/2011-1971.pdf