<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/31?registers=between Sat, 12 Apr 2025 20:22:35 -0700 Sat, 12 Apr 2025 20:22:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/31?registers=between Notice - Clean Energy and Power, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-2159.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-2159.html Mon, 31 Jan 2011 00:00:00 -0800 2011-2159 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-2159.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-2136.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-2136.html Mon, 31 Jan 2011 00:00:00 -0800 2011-2136 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-2136.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1988.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1988.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1988 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1988.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Proposed Rule Change To Amend BYX Rules in Connection With the Implementation of Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1987.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1987.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1987 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1987.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Proposed Rule Change To Amend BATS Rules in Connection With the Implementation of Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1986.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1986.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1986 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1986.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Amendments to Rule A-3, on Membership on the Board https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1985.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1985.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1985 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1985.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sell Order Handling https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1984.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1984.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1984 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1984.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Notice of Proposed Rule Change Regarding Rule 4.20-Anti-Money Laundering Compliance Program https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1983.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1983.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1983 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1983.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Establish a New Class of Market Participant for Index Options https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1982.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1982.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1982.pdf Proposed Rule - Net Worth Standard for Accredited Investors https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1922.html https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1922.html Mon, 31 Jan 2011 00:00:00 -0800 2011-1922 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1922.pdf