Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/31?limit=200&registers=between&mode=atom 2024-05-19T14:00:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-2159.html Notice - Clean Energy and Power, Inc., Order of Suspension of Trading 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-2159 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-2159.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-2136.html Notice - Sunshine Act Meeting 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-2136 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-2136.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1988.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1988 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1988.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1987.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Proposed Rule Change To Amend BYX Rules in Connection With the Implementation of Amendments to Regulation SHO 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1987 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1987.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1986.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Proposed Rule Change To Amend BATS Rules in Connection With the Implementation of Amendments to Regulation SHO 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1986 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1986.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1985.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Consisting of Amendments to Rule A-3, on Membership on the Board 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1985 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1985.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1984.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sell Order Handling 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1984 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1984.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1983.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Notice of Proposed Rule Change Regarding Rule 4.20-Anti-Money Laundering Compliance Program 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1983 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1983.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1982.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Establish a New Class of Market Participant for Index Options 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1982 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1982.pdf https://regulations.justia.com/regulations/fedreg/2011/01/31/2011-1922.html Proposed Rule - Net Worth Standard for Accredited Investors 2011-01-31T00:00:00-08:00 2011-01-31T00:00:00-08:00 2011-1922 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-31/pdf/2011-1922.pdf