Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/28?limit=200&registers=between&mode=atom 2024-11-23T18:04:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1860.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC 2011-01-28T00:00:00-08:00 2011-01-28T00:00:00-08:00 2011-1860 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1860.pdf https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1859.html Notice - Joint Industry Plan; Notice of Filing of Amendment No. 25 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. 2011-01-28T00:00:00-08:00 2011-01-28T00:00:00-08:00 2011-1859 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1859.pdf https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1858.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 24 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. 2011-01-28T00:00:00-08:00 2011-01-28T00:00:00-08:00 2011-1858 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1858.pdf https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1857.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 23 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. 2011-01-28T00:00:00-08:00 2011-01-28T00:00:00-08:00 2011-1857 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1857.pdf https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1856.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Criteria for Listing Special Purpose Acquisition Companies (SPACs) To Provide an Option To Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition 2011-01-28T00:00:00-08:00 2011-01-28T00:00:00-08:00 2011-1856 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1856.pdf https://regulations.justia.com/regulations/fedreg/2011/01/28/2011-1820.html Notice - Submission for OMB Review; Comment Request 2011-01-28T00:00:00-08:00 2011-01-28T00:00:00-08:00 2011-1820 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-28/pdf/2011-1820.pdf