Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/27?limit=200&registers=between&mode=atom 2025-01-17T23:21:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1764.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1764.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1728.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Teucrium Natural Gas Fund 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1728 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1728.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1727.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1727 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1727.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1726.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1726 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1726.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1725.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1725 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1725.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1711.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Link Market Data Fees and Transaction Execution Fees 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1711 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1711.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1710.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the AdvisorShares Active Bear ETF 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1710 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1710.pdf https://regulations.justia.com/regulations/fedreg/2011/01/27/2011-1709.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Create a Bond Trading License for Member Organizations and Establish Bonds Liquidity Providers as a New Market Class on NYSE Under a Pilot Program 2011-01-27T00:00:00-08:00 2011-01-27T00:00:00-08:00 2011-1709 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-27/pdf/2011-1709.pdf