<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/25?registers=between Sun, 24 Nov 2024 06:16:04 -0800 Sun, 24 Nov 2024 06:16:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/25?registers=between Rule - Issuer Review of Assets in Offerings of Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1503.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1503.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1503 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1503.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1436.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1436.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1436 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1436.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to the Price Improvement Period To Permit an Initiating Participant To Designate a PIP Surrender Quantity https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1435.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1435.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1435 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1435.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1434.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1434.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1434 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1434.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1433.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1433.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1433 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1433.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Procedure II of the NSCC Rules & Procedures To Modify the Money Tolerance Comparison Provisions for Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1432.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1432.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1432 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1432.pdf Notice - Joint Industry Plan; Order Approving Amendment To Add the BATS Y-Exchange, Inc. as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1431.html https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1431.html Tue, 25 Jan 2011 00:00:00 -0800 2011-1431 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1431.pdf