Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/25?limit=200&registers=between&mode=atom 2024-05-03T08:34:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1503.html Rule - Issuer Review of Assets in Offerings of Asset-Backed Securities 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1503 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1503.pdf https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1436.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Impose a Quarterly Maximum on the Listing of Additional Shares Fees Payable by Closed-End Funds 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1436 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1436.pdf https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1435.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to the Price Improvement Period To Permit an Initiating Participant To Designate a PIP Surrender Quantity 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1435 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1435.pdf https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1434.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1434 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1434.pdf https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1433.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1433 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1433.pdf https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1432.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Procedure II of the NSCC Rules & Procedures To Modify the Money Tolerance Comparison Provisions for Fixed Income Securities 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1432 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1432.pdf https://regulations.justia.com/regulations/fedreg/2011/01/25/2011-1431.html Notice - Joint Industry Plan; Order Approving Amendment To Add the BATS Y-Exchange, Inc. as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS 2011-01-25T00:00:00-08:00 2011-01-25T00:00:00-08:00 2011-1431 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-25/pdf/2011-1431.pdf