<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/20?registers=between Sun, 11 May 2025 18:47:13 -0700 Sun, 11 May 2025 18:47:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/20?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1081.html https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1081.html Thu, 20 Jan 2011 00:00:00 -0800 2011-1081 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1081.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Credit Default Options in, and Making Certain Technical Amendments to, the June 2007 Supplement to the Options Disclosure Document https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1080.html https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1080.html Thu, 20 Jan 2011 00:00:00 -0800 2011-1080 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1080.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Time To Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1078.html https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1078.html Thu, 20 Jan 2011 00:00:00 -0800 2011-1078 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1078.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish a $5 Strike Price Program https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1077.html https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1077.html Thu, 20 Jan 2011 00:00:00 -0800 2011-1077 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1077.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC To Establish a $5 Strike Price Program https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1075.html https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1075.html Thu, 20 Jan 2011 00:00:00 -0800 2011-1075 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1075.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1073.html https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1073.html Thu, 20 Jan 2011 00:00:00 -0800 2011-1073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1073.pdf