Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/20?limit=200&registers=between&mode=atom 2024-05-23T05:28:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1081.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies 2011-01-20T00:00:00-08:00 2011-01-20T00:00:00-08:00 2011-1081 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1081.pdf https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1080.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Credit Default Options in, and Making Certain Technical Amendments to, the June 2007 Supplement to the Options Disclosure Document 2011-01-20T00:00:00-08:00 2011-01-20T00:00:00-08:00 2011-1080 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1080.pdf https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1078.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Time To Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees 2011-01-20T00:00:00-08:00 2011-01-20T00:00:00-08:00 2011-1078 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1078.pdf https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1077.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish a $5 Strike Price Program 2011-01-20T00:00:00-08:00 2011-01-20T00:00:00-08:00 2011-1077 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1077.pdf https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1075.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC To Establish a $5 Strike Price Program 2011-01-20T00:00:00-08:00 2011-01-20T00:00:00-08:00 2011-1075 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1075.pdf https://regulations.justia.com/regulations/fedreg/2011/01/20/2011-1073.html Notice - Proposed Collection; Comment Request 2011-01-20T00:00:00-08:00 2011-01-20T00:00:00-08:00 2011-1073 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-20/pdf/2011-1073.pdf