<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/14?registers=between Mon, 21 Apr 2025 17:28:52 -0700 Mon, 21 Apr 2025 17:28:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/14?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $5 Strike Price Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-772.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-772.html Fri, 14 Jan 2011 00:00:00 -0800 2011-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-772.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-771.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-771.html Fri, 14 Jan 2011 00:00:00 -0800 2011-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-771.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-716.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-716.html Fri, 14 Jan 2011 00:00:00 -0800 2011-716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-716.pdf Notice - Securities Investor Protection Corporation; Order Approving a Proposed Bylaw Change Relating to SIPC Fund Assessments on SIPC Members https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-711.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-711.html Fri, 14 Jan 2011 00:00:00 -0800 2011-711 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-711.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule and C2 Rule 3.1 https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-680.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-680.html Fri, 14 Jan 2011 00:00:00 -0800 2011-680 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-680.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASDAQ Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-672.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-672.html Fri, 14 Jan 2011 00:00:00 -0800 2011-672 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-672.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-671.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-671.html Fri, 14 Jan 2011 00:00:00 -0800 2011-671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-671.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-668.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-668.html Fri, 14 Jan 2011 00:00:00 -0800 2011-668 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-668.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-667.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-667.html Fri, 14 Jan 2011 00:00:00 -0800 2011-667 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-667.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-666.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-666.html Fri, 14 Jan 2011 00:00:00 -0800 2011-666 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-666.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-665.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-665.html Fri, 14 Jan 2011 00:00:00 -0800 2011-665 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-665.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-664.html https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-664.html Fri, 14 Jan 2011 00:00:00 -0800 2011-664 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-664.pdf