Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/01/14?limit=200&registers=between&mode=atom 2025-02-16T04:56:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-772.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $5 Strike Price Program on the Boston Options Exchange Facility 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-772.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-771.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-771.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-716.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-716.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-711.html Notice - Securities Investor Protection Corporation; Order Approving a Proposed Bylaw Change Relating to SIPC Fund Assessments on SIPC Members 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-711 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-711.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-680.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule and C2 Rule 3.1 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-680 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-680.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-672.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASDAQ Members Using the NASDAQ Market Center 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-672 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-672.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-671.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-671.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-668.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-668 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-668.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-667.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-667 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-667.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-666.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-666 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-666.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-665.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-665 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-665.pdf https://regulations.justia.com/regulations/fedreg/2011/01/14/2011-664.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2011-01-14T00:00:00-08:00 2011-01-14T00:00:00-08:00 2011-664 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-01-14/pdf/2011-664.pdf